Securities Law & Instruments

51-102 - Continuous Disclosure Obligations

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Final and Approved:
June 7, 2018 Amendments to National Instrument 51-102 Continuous Disclosure Obligations
June 7, 2018 Notice of Ministerial Approval of Amendments to NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106 and OSC Rule 33-506
March 29, 2018 CSA Notice of Amendments Relating to Designated Rating Organizations
July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
Comments Received
November 5, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Changes to Companion Policy to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
April 30, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 9, 2015 CSA Notice of Amendments to NI 51-102 Continuous Disclosure Obligations, NI General Prospectus Requirements and NI Audit Committees
October 9, 2014 Amendments to NI 51-102 Continuous Disclosure Obligations
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 51-102 Continuous Disclosure Obligations
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 14, 2013 Notice of Ministerial Approval of Amendments: NI 51-102 - Continuous Disclosure Obligations
November 29, 2012 Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
November 18, 2011 Notice of Ministerial Approval: Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
October 31, 2011 National Instrument 51-102 - for financial years beginning on or after January 1, 2011 (unofficial consolidation)
October 31, 2011 National Instrument 51-102 - for financial years beginning before January 1, 2011 (unofficial consolidation)
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
Proposals:
May 22, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
Comments Received
October 17, 2013 Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Comments Received
November 19, 2010 CSA Staff Notice and Request for Comment: Form 51-102F6 Statement of Executive Compensation
Comments Received
April 23, 2010 Proposed Consequential Amendments to NI 51-102: Request for Comment: NI 43-101 Standards of Disclosure for Mineral Projects
Comments Received
April 9, 2010 CSA Staff Notice and Request for Comment: NI 51-102 and Companion Policy 51-102CP
Comments Received
Related Information:
July 22, 2011 Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
May 13, 2011 OSC Staff Notice: 51-718 - Key Considerations Relating to an Auditor’s Involvement with Interim Financial Reports
May 4, 2007 CSA Staff Notice 51-311 FAQs Regarding NI 51-102
History of 51-102 - Continuous Disclosure Obligations
June 7, 2018 Amendments to National Instrument 51-102 Continuous Disclosure Obligations
June 7, 2018 Notice of Ministerial Approval of Amendments to NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106 and OSC Rule 33-506
March 29, 2018 CSA Notice of Amendments Relating to Designated Rating Organizations
July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
Comments Received
November 5, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
September 3, 2015 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
June 4, 2015 Changes to Companion Policy to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
April 30, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 9, 2015 CSA Notice of Amendments to NI 51-102 Continuous Disclosure Obligations, NI General Prospectus Requirements and NI Audit Committees
October 9, 2014 Amendments to NI 51-102 Continuous Disclosure Obligations
May 22, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
Comments Received
October 17, 2013 Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Comments Received
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 51-102 Continuous Disclosure Obligations
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 14, 2013 Notice of Ministerial Approval of Amendments: NI 51-102 - Continuous Disclosure Obligations
November 29, 2012 Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
November 18, 2011 Notice of Ministerial Approval: Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
October 31, 2011 National Instrument 51-102 - for financial years beginning on or after January 1, 2011 (unofficial consolidation)
October 31, 2011 National Instrument 51-102 - for financial years beginning before January 1, 2011 (unofficial consolidation)
July 22, 2011 Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
June 17, 2011 Notice and Request for Comments: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
May 13, 2011 OSC Staff Notice: 51-718 - Key Considerations Relating to an Auditor’s Involvement with Interim Financial Reports
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
November 19, 2010 CSA Staff Notice and Request for Comment: Form 51-102F6 Statement of Executive Compensation
Comments Received
October 1, 2010 Notice of IFRS-Related Amendments to Continuous Disclosure Rules
April 23, 2010 Proposed Consequential Amendments to NI 51-102: Request for Comment: NI 43-101 Standards of Disclosure for Mineral Projects
Comments Received
April 9, 2010 CSA Staff Notice and Request for Comment: NI 51-102 and Companion Policy 51-102CP
Comments Received
September 25, 2009 Notice and Request for Comment: Proposed IFRS-Related Amendments to Continuous Disclsoure Rules
Comments Received
September 18, 2009 Amendment Instrument to NI 51-102
December 19, 2008 Form 51-102F6 Statement of Executive Compensation
December 19, 2008 Notice of Ministerial Approval of Form 51-102F6 Statement of Executive Compensation and Consequential Amendments to NI 51-102
October 24, 2008 Consequential Amendments to NI 51-102
September 18, 2008 Notice: Form 51-102F6 Stataement of Executive Compensation and Consquential Amendments to NI 51-102
June 27, 2008 Amendment Instrument to NI 51-102
June 27, 2008 Notice of Ministerial Approval of Amendments to NI 51-102
April 18, 2008 CSA Notice of Amendments to NI 51-102
March 7, 2008 Consequential Amendments to NI 51-102: Final Rule: NI 41-101 General Prospectus Reuirements
February 22, 2008 CSA Staff Notice and Request for Comment: NI 51-102
Comments Received
December 21, 2007 Consequential Amendments to NI 51-102
December 21, 2007 Notice of Ministerial Approval of Amendments to NI 51-102
December 21, 2007 Notice of Repeal: National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
December 21, 2007 Notice of Ministerial Approval - Recission of NP 48: NI 51-102 - Continuous Disclosure Obligations
December 21, 2007 Revocation of NP 48: NP 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice - Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Rule: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice of Amendment and Notice of Request for Comment: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice and Request for Comment
May 4, 2007 CSA Staff Notice 51-311 FAQs Regarding NI 51-102
March 29, 2007 Notice and Request for Comment
Comments Received
March 29, 2007 Cost Benefit Analysis: NI 51-102 - Continuous Disclosure Obligations
January 19, 2007 Notice of Ministerial Approval: Amendments to NI 51-102 - Continuous Disclosure Obligations
January 19, 2007 National Instrument: NI 51-102 - Continuous Disclosure Obligations
December 1, 2006 CSA Notice and Request for Comments: NI 51-102 - Continuous Disclosure Obligations
Comments Received
October 13, 2006 Commission Approval of Amendments
December 23, 2005 Consequential Amendments
December 23, 2005 Notice of Ministerial Approval
December 23, 2005 Amendment Instrument: NI 51-102 - Continuous Disclosure Obligations
December 9, 2005 Notice of Request for Comment 51-102
Comments Received
December 9, 2005 Proposed Amendments
June 3, 2005 Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
February 11, 2005 CSA Staff Notice: 51-311 - FAQs Regarding NI 51-102 - Continuous Disclosure Obligations
June 4, 2004 Notice of Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
June 4, 2004 Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
April 2, 2004 Notice of Ministerial Approval: NI 51-102 - Continuous Disclosure Obligations
April 2, 2004 Rule: NI 51-102 - Continuous Disclosure Obligations
March 26, 2004 Notice of Ministerial Approval
March 26, 2004 CSA Staff Notice: 51-311 - FAQs on NI 51-102 - Continuous Disclosure Obligations
February 20, 2004 Brochure Summarizing Changes in Continuous Disclosure Rules - Canada's Continuous Disclosure Rules Are Changing: NI 51-102 - Continuous Disclosure Obligations
December 19, 2003 Amendments: NI 51-102
December 19, 2003 Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
June 20, 2003 Proposed National Instrument: NI 51-102 - Continuous Disclosure Obligations
June 20, 2003 Notice and Request for Comment: NI 51-102 - Continuous Disclosure Obligations
Comments Received
June 21, 2002 Notice and Request for Comment: NI 51-102 - Continuous Disclosure Obligations
Comments Received
June 21, 2002 Notice of Request for Comment for Amendment: NI 51-102 - Continuous Disclosure Obligations
June 21, 2002 Proposed National Instrument: NI 51-102 - Continuous Disclosure Obligations