Securities Law & Instruments

51-102 - Continuous Disclosure Obligations

View History
Final and Approved:
July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
November 5, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Changes to Companion Policy to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
April 30, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 9, 2015 CSA Notice of Amendments to NI 51-102 Continuous Disclosure Obligations, NI General Prospectus Requirements and NI Audit Committees
October 9, 2014 Amendments to NI 51-102 Continuous Disclosure Obligations
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 51-102 Continuous Disclosure Obligations
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 14, 2013 Notice of Ministerial Approval of Amendments: NI 51-102 - Continuous Disclosure Obligations
November 29, 2012 Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
November 18, 2011 Notice of Ministerial Approval: Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
October 31, 2011 National Instrument 51-102 - for financial years beginning on or after January 1, 2011 (unofficial consolidation)
October 31, 2011 National Instrument 51-102 - for financial years beginning before January 1, 2011 (unofficial consolidation)
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
Proposals:
May 22, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
Comments Received
October 17, 2013 Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Comments Received
November 19, 2010 CSA Staff Notice and Request for Comment: Form 51-102F6 Statement of Executive Compensation
Comments Received
April 23, 2010 Proposed Consequential Amendments to NI 51-102: Request for Comment: NI 43-101 Standards of Disclosure for Mineral Projects
Comments Received
April 9, 2010 CSA Staff Notice and Request for Comment: NI 51-102 and Companion Policy 51-102CP
Comments Received
Related Information:
July 22, 2011 Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
May 13, 2011 OSC Staff Notice: 51-718 - Key Considerations Relating to an Auditor’s Involvement with Interim Financial Reports
May 4, 2007 CSA Staff Notice 51-311 FAQs Regarding NI 51-102
History of 51-102 - Continuous Disclosure Obligations
July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
November 5, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
September 3, 2015 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
June 4, 2015 Changes to Companion Policy to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations
June 4, 2015 Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
April 30, 2015 Amendments to NI 51-102 Continuous Disclosure Obligations Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 9, 2015 CSA Notice of Amendments to NI 51-102 Continuous Disclosure Obligations, NI General Prospectus Requirements and NI Audit Committees
October 9, 2014 Amendments to NI 51-102 Continuous Disclosure Obligations
May 22, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
Comments Received
October 17, 2013 Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Comments Received
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 51-102 Continuous Disclosure Obligations
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 14, 2013 Notice of Ministerial Approval of Amendments: NI 51-102 - Continuous Disclosure Obligations
November 29, 2012 Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
November 18, 2011 Notice of Ministerial Approval: Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
October 31, 2011 National Instrument 51-102 - for financial years beginning on or after January 1, 2011 (unofficial consolidation)
October 31, 2011 National Instrument 51-102 - for financial years beginning before January 1, 2011 (unofficial consolidation)
July 22, 2011 Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
June 17, 2011 Notice and Request for Comments: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations
May 13, 2011 OSC Staff Notice: 51-718 - Key Considerations Relating to an Auditor’s Involvement with Interim Financial Reports
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
November 19, 2010 CSA Staff Notice and Request for Comment: Form 51-102F6 Statement of Executive Compensation
Comments Received
October 1, 2010 Notice of IFRS-Related Amendments to Continuous Disclosure Rules
April 23, 2010 Proposed Consequential Amendments to NI 51-102: Request for Comment: NI 43-101 Standards of Disclosure for Mineral Projects
Comments Received
April 9, 2010 CSA Staff Notice and Request for Comment: NI 51-102 and Companion Policy 51-102CP
Comments Received
September 25, 2009 Notice and Request for Comment: Proposed IFRS-Related Amendments to Continuous Disclsoure Rules
Comments Received
September 18, 2009 Amendment Instrument to NI 51-102
December 19, 2008 Form 51-102F6 Statement of Executive Compensation
December 19, 2008 Notice of Ministerial Approval of Form 51-102F6 Statement of Executive Compensation and Consequential Amendments to NI 51-102
October 24, 2008 Consequential Amendments to NI 51-102
September 18, 2008 Notice: Form 51-102F6 Stataement of Executive Compensation and Consquential Amendments to NI 51-102
June 27, 2008 Amendment Instrument to NI 51-102
June 27, 2008 Notice of Ministerial Approval of Amendments to NI 51-102
April 18, 2008 CSA Notice of Amendments to NI 51-102
March 7, 2008 Consequential Amendments to NI 51-102: Final Rule: NI 41-101 General Prospectus Reuirements
February 22, 2008 CSA Staff Notice and Request for Comment: NI 51-102
Comments Received
December 21, 2007 Consequential Amendments to NI 51-102
December 21, 2007 Notice of Ministerial Approval of Amendments to NI 51-102
December 21, 2007 Notice of Repeal: National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
December 21, 2007 Notice of Ministerial Approval - Recission of NP 48: NI 51-102 - Continuous Disclosure Obligations
December 21, 2007 Revocation of NP 48: NP 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice - Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Rule: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice of Amendment and Notice of Request for Comment: NI 51-102 - Continuous Disclosure Obligations
October 12, 2007 Notice and Request for Comment
May 4, 2007 CSA Staff Notice 51-311 FAQs Regarding NI 51-102
March 29, 2007 Notice and Request for Comment
Comments Received
March 29, 2007 Cost Benefit Analysis: NI 51-102 - Continuous Disclosure Obligations
January 19, 2007 Notice of Ministerial Approval: Amendments to NI 51-102 - Continuous Disclosure Obligations
January 19, 2007 National Instrument: NI 51-102 - Continuous Disclosure Obligations
December 1, 2006 CSA Notice and Request for Comments: NI 51-102 - Continuous Disclosure Obligations
Comments Received
October 13, 2006 Commission Approval of Amendments
December 23, 2005 Consequential Amendments
December 23, 2005 Notice of Ministerial Approval
December 23, 2005 Amendment Instrument: NI 51-102 - Continuous Disclosure Obligations
December 9, 2005 Notice of Request for Comment 51-102
Comments Received
December 9, 2005 Proposed Amendments
June 3, 2005 Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
February 11, 2005 CSA Staff Notice: 51-311 - FAQs Regarding NI 51-102 - Continuous Disclosure Obligations
June 4, 2004 Notice of Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
June 4, 2004 Consequential Amendments: NI 51-102 - Continuous Disclosure Obligations
April 2, 2004 Notice of Ministerial Approval: NI 51-102 - Continuous Disclosure Obligations
April 2, 2004 Rule: NI 51-102 - Continuous Disclosure Obligations
March 26, 2004 Notice of Ministerial Approval
March 26, 2004 CSA Staff Notice: 51-311 - FAQs on NI 51-102 - Continuous Disclosure Obligations
February 20, 2004 Brochure Summarizing Changes in Continuous Disclosure Rules - Canada's Continuous Disclosure Rules Are Changing: NI 51-102 - Continuous Disclosure Obligations
December 19, 2003 Amendments: NI 51-102
December 19, 2003 Notice of Commission Approval: NI 51-102 - Continuous Disclosure Obligations
June 20, 2003 Proposed National Instrument: NI 51-102 - Continuous Disclosure Obligations
June 20, 2003 Notice and Request for Comment: NI 51-102 - Continuous Disclosure Obligations
Comments Received
June 21, 2002 Notice and Request for Comment: NI 51-102 - Continuous Disclosure Obligations
Comments Received
June 21, 2002 Notice of Request for Comment for Amendment: NI 51-102 - Continuous Disclosure Obligations
June 21, 2002 Proposed National Instrument: NI 51-102 - Continuous Disclosure Obligations