Securities Law & Instruments

OSC Bulletin Volume 42, Issue 06 (February 7, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1111
1.1 Notices 1111
1.1.1 CSA Staff Notice 45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts 1111
1.1.2 Notice of Ministerial Approval of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data 1115
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 1116
1.4.1 Dennis L. Meharchand and Valt.X Holdings Inc. 1116
1.4.2 Benedict Cheng et al. 1116
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1117
2.1 Decisions 1117
2.1.1 Mackenzie Financial Corporation et al. 1117
2.1.2 Accelerate Financial Technologies Inc. et al. 1121
2.2 Orders 1125
2.2.1 Dennis L. Meharchand and Valt.X Holdings Inc. – ss. 127(1), 127.1 1125
2.2.2 NWQ Investment Management Company, LLC – s. 80 of the CFA 1126
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1135
3.1 OSC Decisions 1135
3.1.1 Dennis L. Meharchand and Valt.X Holdings Inc. – ss. 127(1), 127.1 1135
3.1.2 Benedict Cheng et al. 1148
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 1169
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1169
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1169
4.2.2 Outstanding Management & Insider Cease Trading Orders 1169
Chapter 5 Rules and Policies

1171

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1191
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1297
Chapter 12 Registrations 1305
12.1.1 Registrants 1305
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1307
13.1 SROs (nil)
13.2 Marketplaces 1307
13.2.1 TSX Inc. – Dark Trading Enhancements – Notice of Approval 1307
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 1309
25.1 Revocations 1309
25.1.1 Husky Energy Inc. 1309
Index 1311