Securities Law & Instruments

OSC Bulletin Volume 42, Issue 02 (January 10, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 301
1.1 Notices 301
1.1.1 OSC Staff Notice 11-742 (Revised) Securities Advisory Committee 301
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 303
1.4.1 Darren Scott Davidson 303
1.4.2 Paul Webster 303
1.4.3 Money Gate Mortgage Investment Corporation et al. 304
1.4.4 Money Gate Mortgage Investment Corporation et al. 304
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 305
2.1 Decisions 305
2.1.1 CIBC Asset Management Inc. et al. 305
2.1.2 Integra Capital Limited 309
2.1.3 Frontenac Mortgage Investment Corporation 312
2.1.4 Harvest Portfolios Group Inc. 314
2.1.5 Stewards Canada 318
2.1.6 MYM Nutraceuticals Inc. and GMP Securities L.P. 322
2.2 Orders 328
2.2.1 Symbility Solutions Inc. 328
2.2.2 Prairie Provident Resources Canada Ltd. 329
2.2.3 Franklin Advisers, Inc. et al. – s. 80 of the CFA 331
2.2.4 The London Metal Exchange – s. 147 of the OSA and ss. 38 and 80 of the CFA 342
2.2.5 Randgold Resources Limited 354
2.2.6 Darren Scott Davidson – ss. 127(1), 127(10) 355
2.2.7 Paul Webster – ss. 127(1), 127(10) 356
2.2.8 Money Gate Mortgage Investment Corporation et al. 357
2.2.9 TSX Inc. – s. 147 358
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 359
3.1 OSC Decisions 359
3.1.1 Darren Scott Davidson – ss. 127(1), 127(10) 359
3.1.2 Paul Webster – ss. 127(1), 127(10 365
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 371
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 371
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 371
4.2.2 Outstanding Management & Insider Cease Trading Orders 371
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 373
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 535
Chapter 12 Registrations 539
12.1.1 Registrants 539
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 541
13.1 SROs (nil)
13.2 Marketplaces 541
13.2.1 The London Metal Exchange – Application for Exemptive Relief – Notice of Commission Order 541 541
13.2.2 Nasdaq CXC Limited – Introduction of the CX2 GEF Facility – Notice of Approval 542
13.3 Clearing Agencies 546
13.3.1 CDS – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – Notice of Commission Approval 546
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 547