Securities Law & Instruments

OSC Bulletin Volume 41, Issue 49 (December 6, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 9525
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 9525
1.3.1 Darren Scott Davidson – ss. 127(1), 127(10) 9525
1.3.2 Paul Webster – ss. 127(1), 127(10) 9531
1.4 Notices from the Office of the Secretary 9535
1.4.1 Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) 9535
1.4.2 Darren Scott Davidson 9535
1.4.3 Paul Webster 9536
1.4.4 Larry Keith Davis 9536
1.4.5 Money Gate Mortgage Investment Corporation et al. 9537
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 9539
2.1 Decisions 9539
2.1.1 Minto Apartment Real Estate Investment Trust 9539
2.1.2 Prometic Life Sciences Inc. – s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and
2.1.3 Local Authority Services et al. 9547
2.1.4 Prometic Life Sciences Inc. and Canaccord Genuity Corp. 9556
2.1.5 RBC Dominion Securities Inc. 9562
2.1.6 Fortis Inc. et al. 9566
2.2 Orders 9573
2.2.1 Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) 9573
2.2.2 Dalradian Resources Inc. – s. 1(6) of the OBCA 9574
2.2.3 Money Gate Mortgage Investment Corporation et al. 9575
2.2.4 Amarillo Gold Corporation – s. 1(11)(b) 9576
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 9578
2.4.1 RBC Dominion Securities Inc. – s. 38(1) of the CFA 9578
Chapter 3 Reasons: Decisions, Orders and Rulings 9583
3.1 OSC Decisions 9583
3.1.1 Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) – ss. 127(1), 127.1 9583
3.2 Director's Decisions 9587
3.2.1 Maria Psihopedas – s. 31 9587
Chapter 4 Cease Trading Orders 9589
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9589
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9589
4.2.2 Outstanding Management & Insider Cease Trading Orders 9589
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting

9591

Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9671
Chapter 12 Registrations 9681
12.1.1 Registrants 9681
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 9683
13.1 SROs (nil)
13.2 Marketplaces 9683
13.2.1 Canadian Securities Exchange – Public Interest Rule Amendment – Policy 6 Distributions – Notice and Request for Comments 9683
13.2.2 Canadian Securities Exchange – Amendments to Trading System Functionality and Features – Notice of Approval 9684
13.3 Clearing Agencies 9686
13.3.1 CDS – Technical Amendments to CDS Procedures – Housekeeping Changes – Notice of Effective Date 9686
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 9687