Securities Law & Instruments

OSC Bulletin Volume 41, Issue 46 (November 15, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 8895
1.1 Notices 8895
1.1.1 CIH Trading LLC – Notice of Correction 8895
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8895
1.4.1 Siu Mui “Debbie” Wong et al. 8895
1.4.2 Dennis L. Meharchand and Valt.X Holdings Inc. 8896
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8897
2.1 Decisions 8897
2.1.1 Professionals’ Financial – Mutual Funds Inc. 8897
2.1.2 Xanthic Biopharma Inc. 9002
2.1.3 Sumtra Diversified Inc. 9007
2.2 Orders 9012
2.2.1 Siu Mui “Debbie” Wong et al.– ss. 127(1), 127(10) 9012
2.2.2 Redhawk Resources, Inc. 9014
2.2.3 Dennis L. Meharchand and Valt.X Holdings Inc. 9016
2.2.4 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 9016
2.2.5 Besra Gold Inc. – s. 144 9017
2.2.6 Iron Bridge Resources Inc. 9020
2.2.7 Avidian Gold Corp. (formerly Marching Moose Capital Corporation) – s. 1(11)(b) 9021
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 9023
2.4.1 Tullett Prebon Financial Services LLC – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options 9023
Chapter 3 Reasons: Decisions, Orders and Rulings 9035
3.1 OSC Decisions 9035
3.1.1 Siu Mui “Debbie” Wong et al.– ss. 127(1), 127(10) 9035
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 9043
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9043
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9043
4.2.2 Outstanding Management & Insider Cease Trading Orders 9043
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9045
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9187
Chapter 12 Registrations 9195
12.1.1 Registrants 9195
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Consents 9197
25.1.1 Applied Inventions Management Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 9197
Index 9199