Securities Law & Instruments

OSC Bulletin Volume 41, Issue 41 (October 11, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7877
1.1 Notices 7877
1.1.1 CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry 7877
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 7879
1.3.1 eToro (Europe) Limited – ss. 127, 127.1 7879
1.4 Notices from the Office of the Secretary 7882
1.4.1 Jason Michael Currey et al. 7882
1.4.2 Omega Securities Inc. 7882
1.4.3 eToro (Europe) Limited 7883
1.4.4 Maria Psihopedas 7883
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7885
2.1 Decisions 7885
2.1.1 Mackenzie Financial Corporation and Quadrus Investment Services Ltd. 7885
2.1.2 Ninepoint Partners LP 7891
2.1.3 1832 Asset Management L.P. et al. 7897
2.1.4 Merrill Lynch Canada Inc. 7905
2.2 Orders 7908
2.2.1 Metanor Resources Inc. 7908
2.2.2 Sierra Madre Developments Inc.– s. 144 7909
2.2.3 Citigroup Finance Canada ULC 7911
2.2.4 Avcorp Industries Inc. 7912
2.2.5 Jason Michael Currey et al.– ss. 127(1), 127(10) 7913
2.2.6 Ecopetrol S.A. 7914
2.2.7 Maria Psihopedas – s. 8 7918
2.3 Orders with Related Settlement Agreements 7919
2.3.1 Omega Securities Inc. – s. 127(1) 7919
2.4 Rulings 7932
2.4.1 Merrill Lynch Canada Inc.– s. 38(1) of the CFA 7932
Chapter 3 Reasons: Decisions, Orders and Rulings 7937
3.1 OSC Decisions 7937
3.1.1 Jason Michael Currey et al.– ss. 127(1), 127(10) 7937
3.1.2 Omega Securities Inc.– ss. 127, 127.1 7943
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 7949
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7949
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7949
4.2.2 Outstanding Management & Insider Cease Trading Orders 7949
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7951
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8109
Chapter 12 Registrations 8119
12.1.1 Registrants 8119
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8121
13.1 SROs (nil)
13.2 Marketplaces 8121
13.2.1 Nasdaq CXC Limited – Housekeeping Amendments to Trading Rules and Policies – Notice of Housekeeping Amendments 8121
13.3 Clearing Agencies 8123
13.3.1 CDCC – Proposed Amendments to the Rules and Operations Manual of CDCC to Accommodate the Extension of the Trading Hours at Bourse de Montreal Inc. – Notice of Commission Approval 8123
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8125