Securities Law & Instruments

OSC Bulletin Volume 41, Issue 39 (September 27, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7443
1.1 Notices 7443
1.1.1 IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information – Notice of Coming into Effect 7443
1.1.2 CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions 7445
1.2 Notices of Hearing 7447
1.2.1 Michael Pearson and LeadFX Inc.– s. 127 7447
1.2.2 Omega Securities Inc. – s. 127(1) 7448
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 7449
1.4.1 Michael Pearson and LeadFX Inc. 7449
1.4.2 Omega Securities Inc. 7449
1.4.3 Roy Ping Bai (aka Ping Bai) and RBP Consulting 7450
1.4.4 Benedict Cheng et al. 7450
1.4.5 Michael Pearson and LeadFX Inc. 7451
1.4.6 X.X.
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7453
2.1 Decisions 7453
2.1.1 Ninepoint Partners LP 7453
2.1.2 MD Financial Management Inc 7459
2.1.3 IA Clarington Investments Inc. et al. 7464
2.1.4 IA Clarington Investments Inc. et al. 7471
2.1.5 BMO Investments Inc. 7475
2.1.6 Instinet Canada Cross Limited 7482
2.1.7 Investors Group Financial Services Inc. 7485
2.1.8 Fidelity Investments Canada ULC 7489
2.1.9 Pierre Beaudoin et al. and Bombardier Inc. 7499
2.2 Orders 7506
2.2.1 Lightstream Resources Ltd. 7506
2.2.2 iShares Gold Trust – s. 1(10)(a)(ii) 7507
2.2.3 Roy Ping Bai (aka Ping Bai) and RBP Consulting – ss. 127(1), 127(10) 7509
2.2.4 Benedict Cheng et al. 7510
2.2.5 Enfield Exploration Corp. 7511
2.2.6 Michael Pearson and LeadFX Inc. 7512
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7513
3.1 OSC Decisions 7513
3.1.1 Roy Ping Bai (aka Ping Bai) and RBP Consulting – ss. 127(1), 127(10) 7513
3.1.2 X.X. – ss. 17.1, 17.4 7519
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 7525
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7525
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7525
4.2.2 Outstanding Management & Insider Cease Trading Orders 7525
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7527
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7605
Chapter 12 Registrations 7617
12.1.1 Registrants 7617
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 7619
13.1 SROs (nil)
13.2 Marketplaces 7619
13.2.1 CDS – Proposed Amendments to the CDS Fee Schedule – New York Link/DTC Direct Link Services – Notice of Commission Approval 7619
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 7621
25.1 Consents 7621
25.1.1 Schyan Exploration Inc. – s. 4(b) of Ont. Reg.289/00 under the OBCA 7621
25.1.2 Speakeasy Cannabis Club Ltd. – s. 4(b) of Ont. Reg.289/00 under the OBCA 7623
Index 7625