Securities Law & Instruments

OSC Bulletin Volume 41, Issue 38 (September 20, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7317
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.4.1 Donald Mason 7317
1.4.2 Maria Psihopedas 7317
1.4.3 Issam El-Bouji 7318
1.5 Notices from the Office of the Secretary 7317
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7319
2.1 Decisions 7319
2.1.1 Ninepoint Partners LP 7319
2.1.2 BT Global Growth Inc. and Convergence Blended Finance, Inc. 7324
2.1.3 AltaGas Utility Holdings (Pacific) Inc. 7328
2.1.4 Gran Tierra Energy Inc. 7331
2.2 Orders 7333
2.2.1 Donald Mason 7333
2.2.2 Utility Corp. – s. 1(6) of the OBCA 7333
2.2.3 Utility Corp. 7334
2.2.4 Maria Psihopedas – s. 8 7335
2.2.5 Issam El-Bouji 7336
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7337
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7337
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7337
4.2.2 Outstanding Management & Insider Cease Trading Orders 7337
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7339
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7425
Chapter 12 Registrations 7433
12.1.1 Registrants 7433
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 7435
13.1 SROs (nil)
13.2 Marketplaces 7435
13.2.1 TriAct Canada Marketplace LP – Proposed Change to the MATCHNow Trading System – Notice of Approval 7435
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 7439
25.1 Exemptions 7439
25.1.1 CIBC Asset Management Inc. and CIBC Multi-Asset Absolute Return Strategy– NI 41-101 General Prospectus
Index 7441