Securities Law & Instruments

OSC Bulletin Volume 41, Issue 33 (August 16, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 6437
1.1 Notices 6437
1.1.1 Notice of Correction – CDS – Technical Amendments to CDS Procedures – Housekeeping Changes – Notice of Effective Date 6437
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 6438
1.5.1 Muchoki Fungai Simba 6438
1.5.2 Natural Bee Works Apiaries Inc., Rinaldo Landucci and Tawlia Chickalo 6438
1.5.3 Majd Kitmitto et al. 6439
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 6441
2.1 Decisions 6441
2.1.1 TELUS Communications Inc. 6441
2.1.2 B.E.S.T. Investment Counsel Limited and B.E.S.T. Total Return Fund Inc. 6445
2.1.3 Kew Media Group Inc. 6452
2.1.4 Purpose Investments Inc. et al. 6458
2.1.5 Professionals’ Financial – Mutual Funds Inc. and FDP US Dividend Equity Portfolio 6465
2.1.6 Coast Capital Savings Credit Union 6469
2.2 Orders 6472
2.2.1 Klondex Mines Unlimited Liability Company 6472
2.2.2 Majd Kitmitto et al. 6474
2.2.3 Alio Gold (US) Inc. 6475
2.2.4 North Halton Golf & Country Club – s. 74(1) 6477
2.2.5 Trius Investments Inc. – s. 1(11)(b) 6482
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6487
3.1 OSC Decisions 6487
3.1.1 Muchoki Fungai Simba 6487
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 6493
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6493
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6493
4.2.2 Outstanding Management & Insider Cease Trading Orders 6493
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6495
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6593
Chapter 12 Registrations 6599
12.1.1 Registrants 6599
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 6601
13.1 SROs (nil)
13.2 Marketplaces 6601
13.2.1 Aequitas NEO Exchange – Proposed Amendment to the Definition of “Closing Price” – OSC Staff Notice of Request for Comments 6601
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 6603
25.1 Approvals 6603
25.1.1 Marval Capital Ltd. – s. 213(3)(b) of the LTCA 6603
Index 6605