Securities Law & Instruments

OSC Bulletin Volume 41, Issue 31 (August 2, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 6147
1.1 Notices 6147
1.1.1 Notice of Correction – CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions 6147
1.1.2 OSC Staff Notice 11-783 Encouraging Retirement Planning through Behavioural Insights 6148
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 6149
1.5.1 Donna Hutchinson et al. 6149
1.5.2 Majd Kitmitto et al. 6149
1.5.3 Omega Securities Inc. 6150
1.5.4 Omega Securities Inc. 6150
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 6151
2.1 Decisions 6151
2.1.1 Desjardins Investments Inc. 6151
2.1.2 FT Portfolios Canada Co. 6155
2.1.3 Anglo Pacific Group plc 6159
2.1.4 Invesco Canada Ltd. 6163
2.1.5 Genworth Financial, Inc. and Genworth MI Canada Inc. 6166
2.1.6 Equinox Gold Corp. 6171
2.1.7 H&R Real Estate Investment Trust 6176
2.2 Orders 6184
2.2.1 Majd Kitmitto et al. 6184
2.2.2 Omega Securities Inc. – s. 127(7) 6184
2.2.3 Omega Securities Inc. 6185
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6187
3.1 OSC Decisions 6187
3.1.1 Donna Hutchinson et al. 6187
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 6195
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6195
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6195
4.2.2 Outstanding Management & Insider Cease Trading Orders 6195
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6197
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6265
Chapter 12 Registrations 6277
12.1.1 Registrants 6277
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 6279
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 6279
13.3.1 CDS – Request for Comment – Application to Vary the Recognition Order for The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. 6279
13.4 Trade Repositories (nil)
Chapter 25 Other Information 6283
25.1 Consents 6283
25.1.1 Bradmer Pharmaceuticals Inc.– s. 4(b) of Ont. Reg. 289/00 under the OBCA 6283
Index 6289