Securities Law & Instruments

OSC Bulletin Volume 41, Issue 29 (July 19, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 5785
1.1 Notices 5785
1.1.1 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution 5785
1.1.2 CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions 5811
1.1.3 Notice of IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information 5834
1.1.4 CSA Staff Notice 51-355 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017 5852
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 5869
1.5.1 Dennis L. Meharchand and Valt.X Holdings Inc. 5869
1.5.2 Natural Bee Works Apiaries Inc. et al. 5869
1.5.3 Wayne J. Berry 5870
1.5.4 Donna Hutchinson et al. 5870
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5871
2.1 Decisions 5871
2.1.1 Credential Securities Inc. and Qtrade Securities Inc. 5871
2.1.2 Hamilton Capital Partners Inc. and Hamilton Capital Canadian Bank Dynamic-Weight ETF 5875
2.1.3 BSR Real Estate Investment Trust 5878
2.1.4 Africa Energy Corp. 5881
2.2 Orders 5884
2.2.1 Canadian World Fund Limited – s. 1(6) of the OBCA 5884
2.2.2 Canadian World Fund Limited 5885
2.2.3 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 5886
2.2.4 Nasdaq CXC Limited – s. 8.1 of OSC Rule 13-502 Fees 5887
2.2.5 Dupont Capital Management Corporation – s. 80 of the CFA 5889
2.2.6 Wayne J. Berry – ss. 127(1), 127(10) 5892
2.2.7 Lakefield Marketing Corporation – s. 144 5893
2.2.8 Donna Hutchinson et al. 5896
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5897
3.1 OSC Decisions 5897
3.1.1 Wayne J. Berry – ss. 127(1), 127(10) 5897
3.2 Director's Decisions 5903
3.2.1 Antonetta Adebayo – s. 28 5903
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 5905
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5905
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5905
4.2.2 Outstanding Management & Insider Cease Trading Orders 5905
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5907
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5989
Chapter 12 Registrations 5997
12.1.1 Registrants 5997
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 5999