Securities Law & Instruments

OSC Bulletin Volume 41, Issue 21 (May 24, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 4109
1.1 Notices 4109
1.1.1 CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers 4109
1.2 Notices of Hearing 4111
1.2.1 Dennis Wing - ss. 127(1), 127.1 4111
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 4112
1.5.1 Dennis Wing 4112
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4113
2.1 Decisions 4113
2.1.1 McEwen Mining Inc. 4113
2.1.2 Lysander Funds Limited and Canso Select Opportunities Fund 4115
2.1.3 Fidelity Investments Canada ULC and the Funds Listed in the Schedules 4121
2.2 Orders 4124
2.2.1 Agrium Inc. 4124
2.2.2 Bow Energy Ltd. 4127
2.2.3 Red Eagle Exploration Limited 4129
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 4131
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4131
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 4131
4.2.2 Outstanding Management & Insider Cease Trading Orders 4131
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 4133
6.1.1 CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy 4133
Chapter 7 Insider Reporting 4199
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4283
Chapter 12 Registrations 4291
12.1.1 Registrants 4291
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories 4293
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 4293
13.3.1 CDCC - Amendments to Sections C-15, C-1501, C-1502, C-1503, C-1504, C-1508 and C-1514 of the Rules of CDCC - Notice of Commission Approval 4293
13.4 Trade Repositories (nil)
Chapter 25 Other Information 4295
25.1.1 Counsel Portfolio Services Inc. - s. 213(3)(b) of the LTCA 4295
Index 4297