Securities Law & Instruments

OSC Bulletin Volume 41, Issue 20 (May 17, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3949
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 3949
1.5.1 Money Gate Mortgage Investment Corporation et al. 3949
1.5.2 Harald Seemann et al. 3949
1.5.3 Omega Securities Inc. 3950
1.5.4 Dennis L. Meharchand and Valt.X Holdings Inc. 3950
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3951
2.1 Decisions 3951
2.1.1 Manulife Asset Management Limited et al. 3951
2.1.2 Brookfield Property Partners L.P. et al. 3961
2.1.3 Sun Life Global Investments (Canada) Inc. and Excel Funds Management Inc. 3970
2.1.4 1832 Asset Management L.P. et al. 3977
2.2 Orders 3983
2.2.1 Money Gate Mortgage Investment Corporation et al. 3983
2.2.2 Student Transportation Inc. 3984
2.2.3 P/E Global LLC – s. 80 of the CFA 3986
2.2.4 Canadian Real Estate Investment Trust 3995
2.2.5 State Street Global Advisors, Ltd. and SSgA Funds Management, Inc.– s. 80 of the CFA 3996
2.2.6 Omega Securities Inc. – s. 127(7) 4000
2.2.7 NeuLion, Inc. 4000
2.2.8 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 4001
2.2.9 B&A Fertilizers Limited – s. 1(10)(a)(ii) 4002
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 4005
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4005
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4005
4.2.2 Outstanding Management & Insider Cease Trading Orders 4005
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4007
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4087
Chapter 12 Registrations 4097
12.1.1 Registrants 4097
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4099
13.1 SROs (nil)
13.2 Marketplaces 4099
13.2.1 TSX Inc. – Trading of US-Listed Securities on TSX International Board – Notice of Withdrawal 4099
13.2.2 Nasdaq CXC Limited – Notice of Proposed Changes and Request for Comment 4100
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 4107