Securities Law & Instruments

OSC Bulletin Volume 41, Issue 18 (May 3, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3623
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 3623
1.3.1 Wayne J. Berry – ss. 127(1), 127(10) 3623
1.3.2 Inverlake Property Investment Group Inc. et al. – ss. 127(1), 127(10) 3628
1.3.3 Nicolas Blitterswyk – ss. 127(1), 127.1 3634
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 3637
1.5.1 Wayne J. Berry 3637
1.5.2 Inverlake Property Investment Group Inc. et al. 3637
1.5.3 Nicolas Blitterswyk 3638
1.5.4 Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) 3638
1.5.5 1832 Asset Management L.P. 3639
1.5.6 Miles S. Nadal 3639
1.5.7 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership 3640
1.5.8 Donna Hutchinson et al. 3640
1.5.9 Miles S. Nadal 3641
1.5.10 Martin Bernholtz 3641
1.5.11 Nicolas Blitterswyk 3642
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3643
2.1 Decisions 3643
2.1.1. Nexans S.A. 3643
2.1.2 Purpose Investments Inc. et al. 3650
2.1.3 Ontario Power Generation Inc. 3654
2.1.4 Ninepoint Partners LP et al. 3656
2.1.5 L’Oréal S.A. 3661
2.1.6 Sprott Asset Management LP et al. 3667
2.2 Orders 3678
2.2.1 Canadian Arrow Mines Limited – s. 1(6) of the OBCA 3678
2.2.2 Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) 3680
2.2.3 FirstCaribbean International Bank Limited 3681
2.2.4 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership – s. 127(8) 3685
2.2.5 Donna Hutchinson et al. 3685
2.2.6 Miles S. Nadal 3686
2.2.7 Martin Bernholtz – ss. 127(1), 127.1 3686
2.2.8 Kennady Diamonds Inc. 3687
2.2.9 Alabama Graphite Corp. 3689
2.2.10 Cliffmont Resources Ltd. – s. 144 3691
2.2 Orders 3678
2.3 Orders with Related Settlement Agreements 3694
2.3.1 Miles S. Nadal – s. 127 3694
2.3.2 Nicolas Blitterswyk – ss. 127(1), 127.1 3701
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3709
3.1 OSC Decisions 3709
3.1.1 1832 Asset Management L.P. – ss. 127, 127.1 3709
3.1.2 Miles S. Nadal – s. 127(1) 3712
3.1.3 Nicolas Blitterswyk – ss. 127(1), 127.1 3714
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 3717
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3717
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3717
4.2.2 Outstanding Management & Insider Cease Trading Orders 3717
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3719
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3767
Chapter 12 Registrations 3777
12.1.1 Registrants 3777
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3779
13.1 SROs (nil)
13.2 Marketplaces 3779
13.2.1 Nasdaq CXC Limited – Access to Nasdaq Fixed Income Trading System – Notice of Commission Approval 3779
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 3781