Securities Law & Instruments

OSC Bulletin Volume 41, Issue 16 (April 19, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3225
1.1 Notices (nil)
1.2 Notices of Hearing 3225
1.2.1 Maria Psihopedas – s. 8 3225
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 3226
1.5.1 Dennis Wing 3226
1.5.2 Maria Psihopedas 3226
1.5.3 Donald Mason 3227
1.5.4 Benedict Cheng et al. 3227
1.5.5 Omega Securities Inc. 3228
1.5.6 Omega Securities Inc. 3228
1.5.7 Donald Mason 3229
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3231
2.1 Decisions 3231
2.1.1 BMO Investments Inc. et al. 3231
2.1.2 Brookfield Energy Marketing LP 3234
2.1.3 DXC Technology Company 3238
2.2 Orders 3241
2.2.1 Dennis Wing 3241
2.2.2 B&A Fertilizers Limited – s. 144 3241
2.2.3 Benedict Cheng et al. 3243
2.2.4 Omega Securities Inc. – s. 127(7) 3244
2.2.5 Omega Securities Inc. 3244
2.2.6 Pine Point Mining Limited 3245
2.2.7 Donald Mason 3246
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3247
3.1 OSC Decisions 3247
3.1.1 Donald Mason – s. 8(4) 3247
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 3251
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3251
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3251
4.2.2 Outstanding Management & Insider Cease Trading Orders 3251
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 3253
6.1.1 CSA Notice and Request for Comment – Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration 3253
Chapter 7 Insider Reporting 3337
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3413
Chapter 12 Registrations 3419
12.1.1 Registrants 3419
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3421
13.1 SROs (nil)
13.2 Marketplaces 3421
13.2.1 Nasdaq CXC Limited – Changes to Allocation Matching Priority for CXC Trading Book – Notice of Approval 3421
13.3 Clearing Agencies 3422
13.3.1 CDS – Proposed Amendments to the CDS Fee Schedule re CNS Liquidity Facility – OSC Staff Notice of Request for Comment 3422
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 3423