Securities Law & Instruments

OSC Bulletin Volume 41, Issue 13 (March 29, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 2505
1.1 Notices 2505
1.1.1 CSA Staff Notice 51-353 Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers 2505
1.1.2 OSC Notice 11-780 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2019 2506
1.1.3 CSA Staff Notice 31-353 OBSI Joint Regulators Committee Annual Report for 2017 2507
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 2511
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 2515
1.5.1 Dennis Wing 2515
1.5.2 Miles S. Nadal 2515
1.5.3 Lynne Rae Nickford 2516
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 2517
2.1 Decisions 2517
2.1.1 Énergir Inc. 2517
2.1.2 Valener Inc. 2519
2.1.3 Fortis Inc. et al 2521
2.1.4 Hydro One Limited 2528
2.1.5 Kinder Morgan Canada Limited 2530
2.2 Orders 2532
2.2.1 Lithium X Energy Corp. 2532
2.2.2 Dennis Wing 2533
2.2.3 Cascadian Therapeutics, Inc. 2534
2.2.4 Authorization Order – s. 3.5(3) 2535
2.2.5 Xenon Pharmaceuticals Inc. – s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions and s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 2536
2.2.6 GB Minerals Ltd 2539
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 2541
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2541
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2541
4.2.2 Outstanding Management & Insider Cease Trading Orders 2541
Chapter 5 Rules and Policies

2543

5.1.1 Amendments to National Instrument 45-102 Resale of Securities, Ontario Securities Commission Rule 72-503 Distributions Outside Canada and Related Instruments 2543
5.1.2 CSA Notice of Amendments Relating to Designated Rating Organizations – Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, National Instrument 41-101 General Prospectus Requirements, National Instrument 2570
5.1.3

OSC Notice of Amendments Relating to Designated Rating Organization – Amendments to OSC Rule 33-506(Commodity Futures Act) Registration Information

2592
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2595
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2745
Chapter 12 Registrations 2745
12.1.1 Registrants 2745
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces 2755
13.2.1 Aequitas NEO Exchange Inc. – Amendments to Trading Policies – Request for Comment 2755
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 2757