Securities Law & Instruments

OSC Bulletin Volume 41, Issue 11 (March 15, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 2071
1.1 Notices 2071
1.1.1 OSC Notice 13-707 Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees 2071
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 2073
1.5.1 Miles S. Nadal 2073
1.5.2 Dennis Wing 2073
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 2075
2.1 Decisions 2075
2.1.1 Excel Funds Management Inc. and Excel Blue Chip Equity Fund 2075
2.2 Orders 5137
2.2.1 Thirau Inc. (formerly Napec Inc.) 2079
2.2.2 Miles S. Nadal 2081
2.2.3 Mackenzie Financial Corporation et al. – ss. 78(1), 80 of the CFA 2082
2.2.4 Dennis Wing 2086
2.2.5 Imvescor Restaurant Group Inc. 2086
2.2.6 Schooner Trust 2087
2.2.7 Alterra Power Corp. 2089
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 2091
3.1 OSC Decisions (nil)
3.2.1 Maria Psihopedas – s. 31 2091
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 2095
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2095
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2095
4.2.2 Outstanding Management & Insider Cease Trading Orders 2095
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2097
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2251
Chapter 12 Registrations 2251
12.1.1 Registrants 2251
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories 2263
Chapter 25 Other Information 2263
25.1.1 EdgePoint Wealth Management Inc.– s. 213(3)(b) of the LTCA 2263
Index 2265