Securities Law & Instruments

OSC Bulletin Volume 41, Issue 10 (March 8, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1803
1.1 Notices 1803
1.1.1 OSC Staff Notice 51-711 (Revised) Refilings and Corrections of Errors 1803
1.1.2 Notice of Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Agencies Operating as Central Counterparties in Ontario and Germany 1806
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 1818
1.3.1 Majd Kitmitto et al. – ss. 127(1), 127.1 1818
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 1825
1.5.1 Majd Kitmitto et al. 1825
1.5.2 Dennis L. Meharchand and Valt.X Holdings Inc. 1825
1.5.3 Miles S. Nadal 1826
1.5.4 Quadrexx Hedge Capital Management Ltd. et al. 1826
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1827
2.1 Decisions 1827
2.1.1 Brookfield Renewable Partners L.P. 1827
2.1.2 Potash Corporation of Saskatchewan Inc. et al. 1829
2.1.3 Agrium Inc. 1832
2.1.4 MedReleaf Corp. 1834
2.1.5 Counsel Portfolio Services Inc. et al. 1837
2.2 Orders 1842
2.2.1 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 1842
2.2.2 Miles S. Nadal 1842
2.2.3 Family Memorials Inc. 1843
2.2.4 Canadian Arrow Mines Limited 1844
2.2.5 Quadrexx Hedge Capital Management Ltd. et al. – s. 9(2) 1845
2.2.6 BCE Inc. and BMO Nesbitt Burns Inc.– s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 1846
2.2.7 Castle Resources Inc.– s. 1(6) of the OBCA 1853
2.2.8 The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. – s. 144 1855
2.2.9 Sun Life Financial Inc. and Canadian Imperial Bank of Commerce – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1863
3.1 OSC Decisions 1863
3.1.1 Miles S. Nadal – ss. 127(1), 127(10) 1863
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 1871
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1871
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1871
4.2.2 Outstanding Management & Insider Cease Trading Orders 1871
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 1873
6.1.1 Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions 1873
Chapter 7 Insider Reporting 1893
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2035
Chapter 12 Registrations 2043
12.1.1 Registrants 2043
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 2045
13.1 SROs 2045
13.1.1 IIROC – Proposed Amendments to Transaction Reporting for Debt Securities – Request for Comment 2045
13.2 Marketplaces 2046
13.2.1 Nasdaq CXC Limited – Changes to CXC Trading Book – Notice of Proposed Changes and Request for Comment 2046
13.2.2 Liquidnet Canada – Notice of Proposed Changes and Request for Comment 2050
13.3 Clearing Agencies 2064
13.3.1 The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. – Variation of Recognition Order – Notice of Commission Issuance of Variation Order 2064
13.4 Trade Repositories (nil)
Chapter 25 Other Information 2065
25.1 Exemptions 2065
25.1.1 CST Spark Inc. – s. 19.1 of NI 41-101 General Prospectus Requirements 2065
25.2 Consents 2066
25.2.1 Subscribe Technologies Inc. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 2066
Index 2069