OSC Bulletin Volume 41, Issue 09 (February 28, 2018)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
Chapter 1 Notices / News Releases | 1611 | |
1.1 | Notices | 1611 |
1.1.1 | CSA Staff Notice 31-352 Monthly Suppression of Terrorism and Canadian Sanctions Reporting | 1611 |
1.2 | Notices of Hearing | (nil) |
1.3 | Notices of Hearing with Related Statements of Allegations | 1616 |
1.3.1 | Theralase Technologies Inc. and Roger Dumoulin-White - s. 127 | 1616 |
1.4 | News Releases | (nil) |
1.5 | Notices from the Office of the Secretary | 1620 |
1.5.1 | Natural Bee Works Apiaries Inc. et al. | 1620 |
1.5.2 | Theralase Technologies Inc. and Roger Dumoulin-White | 1620 |
1.5.3 | Dennis L. Meharchand and Valt.X Holdings Inc. | 1621 |
1.5.4 | Donald Mason | 1621 |
1.5.5 | Theralase Technologies Inc. and Roger Dumoulin-White | 1622 |
1.5.6 | USI Tech Limited et al. | 1622 |
1.5.7 | Natural Bee Works Apiaries Inc. et al. | 1623 |
1.5.8 | Dennis L. Meharchand et al. | 1623 |
1.5.9 | Omega Securities Inc. | 1624 |
1.5.10 | Omega Securities Inc. | 1624 |
1.6 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
Chapter 2 Decisions, Orders and Rulings | 1625 | |
2.1 | Decisions | 1625 |
2.1.1 | Invesco Canada Ltd. | 1625 |
2.1.2 | Emera Incorporated and Nova Scotia Power Incorporated | 1629 |
2.1.3 | BKC Capital Inc. and Sun Life Institutional Investments (Canada) Inc. | 1631 |
2.2 | Orders | 1635 |
2.2.1 | Natural Bee Works Apiaries Inc. et al. - s. 127(8) | 1635 |
2.2.2 | Dennis L. Meharchand and Valt.X Holdings Inc. - s. 127(1) | 1635 |
2.2.3 | Donald Mason - s. 8 | 1636 |
2.2.4 | NYX Gaming Group Limited | 1636 |
2.2.5 | USI Tech Limited et al. - s. 127(8) | 1637 |
2.2.6 | Natural Bee Works Apiaries Inc. et al. - 127(8) | 1638 |
2.2.7 | Donna Hutchinson et al. | 1638 |
2.2.8 | Omega Securities Inc. - s. 127(7) | 1639 |
2.2.9 | Omega Securities Inc. | 1639 |
2.3 | Orders with Related Settlement Agreements | 1640 |
2.3.1 | Theralase Technologies Inc. and Roger Dumoulin-White - s. 127(1) | 1640 |
2.4 | Rulings | 1660 |
2.4.1 | Chelsea Avondale Ltd. - s. 74 | 1660 |
Chapter 3 Reasons: Decisions, Orders and Rulings | 1317 | |
3.1 | OSC Decisions | 1665 |
3.1.1 | Theralase Technologies Inc. and Roger Dumoulin-White - s. 127(1) | 1665 |
3.2 | Director's Decisions | (nil) |
3.3 | Court Decisions | (nil) |
Chapter 4 Cease Trading Orders | 1669 | |
4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 1669 |
4.2.1 | Temporary, Permanent & Rescinding Management Cease Trading Orders | 1669 |
4.2.2 | Outstanding Management & Insider Cease Trading Orders | 1669 |
Chapter 5 Rules and Policies | (nil) | |
Chapter 6 Request for Comments | (nil) | |
Chapter 7 Insider Reporting | 1671 | |
Chapter 9 Legislation | (nil) | |
Chapter 11 IPOs, New Issues and Secondary Financings | 1791 | |
Chapter 12 Registrations | 1799 | |
12.1.1 | Registrants | 1799 |
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories | (nil) | |
13.1 | SROs | (nil) |
13.2 | Marketplaces | (nil) |
13.3 | Clearing Agencies | (nil) |
13.4 | Trade Repositories | (nil) |
Chapter 25 Other Information | (nil) | |
Index | 1801 |