Securities Law & Instruments

OSC Bulletin Volume 41, Issue 08 (February 22, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1453
1.1 Notices (nil)
1.2 Notices of Hearing 1453
1.2.1 Natural Bee Works Apiaries Inc. et al. – s. 127(8) 1453
1.2.2 USI Tech Limited et al. – s. 127(8) 1454
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 1455
1.5.1 Benedict Cheng et al. 1455
1.5.2 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp. 1455
1.5.3 Benedict Cheng et al. 1456
1.5.4 USI Tech Limited et al. 1456
1.5.5 Natural Bee Works Apiaries Inc. et al. 1457
1.5.6 USI Tech Limited et al. 1457
1.5.7 Dennis Wing 1458
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1459
2.1 Decisions 1459
2.1.1 Franklin Templeton Investments Corp. et al. 1459
2.1.2 CMC Markets UK Plc and CMC Markets Canada Inc. 1461
2.1.3 MD Financial Management Inc. 1468
2.1.4 Bristol Gate Capital Partners Inc. et al. 1473
2.2 Orders 1479
2.2.1 Dominion Citrus Limited 1479
2.2.2 West Fraser Timber Co. Ltd. and The Bank of Nova Scotia – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 1480
2.2.3 Benedict Cheng et al. 1486
2.2.4 Canadian Pacific Railway Limited and National Bank of Canada – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 1487
2.2.5 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp. – ss. 127(1), 127(10) 1493
2.2.6 USI Tech Limited et al. – ss. 127(1), 127(5) 1494
2.2.7 First Asset Resource Fund Inc. 1495
2.2.8 Dennis Wing 1496
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.1.1 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp. – ss. 127(1), 127(10) 1497
3.1.2 Benedict Cheng et al. 1503
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 5143
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5143
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5143
4.2.2 Outstanding Management & Insider Cease Trading Orders 5143
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5145
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5247
Chapter 12 Registrations 5257
12.1.1 Registrants 5257
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1607
13.1 SROs (nil)
13.2 Marketplaces 1607
13.2.1 TSX Inc. – Introduction of Contra Mid-Point Only (CMO) Order Type – Notice of Approval 1607
13.3 Clearing Agencies 1608
13.3.1 CDCC – Amendments to the Rules of the Canadian Derivatives Clearing Corporation to Expand Share Futures Contracts to Exchange Traded Funds and Trust Units – OSC Staff Notice of Request for Comment 1608
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1609