Securities Law & Instruments

OSC Bulletin Volume 41, Issue 07 (February 15, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3679
1.1 Notices 1273
1.1.1 CSA Staff Notice 51-352 (Revised) - Issuers with U.S. Marijuana-Related Activities 1273
1.2 Notices of Hearing 3685
1.2.1 Macquarie Capital Markets Canada Ltd., formerly known as Yorkton Securities Inc. - s. 144 1277
1.3 Notices of Hearing with Related Statements of Allegations 1278
1.3.1 Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher) - ss. 127(1), 127.1 1278
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 1282
1.5.1 Donald Mason 1282
1.5.2 Macquarie Capital Markets Canada Ltd., formerly known as Yorkton Securities Inc. 1282
1.5.3 Pheylonian Bee Works et al. 1283
1.5.4 Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher) 1283
1.5.5 Dennis L. Meharchand and Valt.X Holdings Inc. 1284
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1285
2.1 Decisions 1285
2.1.1 Fidelity Investments Canada ULC 1285
2.1.2 Solium Capital Inc. and Michael Broadfoot 1290
2.1.3 Kaushik Rakhit et al. 1294
2.1.4 Advantage Oil & Gas Ltd. 1299
2.2 Orders 1301
2.2.1 Equity Financial Holdings Inc. 1301
2.2.2 Ateba Resources Inc. - s. 144 1304
2.2.3 DIR Industrial Properties Inc. - s. 1(6) of the OBCA 1307
2.2.4 Donald Mason - s. 8 1309
2.2.5 Dream Industrial LP 1311
2.2.6 Pure Technologies Ltd. 1312
2.2.7 Pheylonian Bee Works et al. - ss. 127(1), 127(5) 1313
2.2.8 ZoomMed Inc. 1314
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1317
3.1 OSC Decisions 1317
3.1.1 Dennis L. Meharchand and Valt.X Holdings Inc. - s. 28 of the Rules of Procedure and Forms 1317
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 1327
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1327
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1327
4.2.2 Outstanding Management & Insider Cease Trading Orders 1327
Chapter 5 Rules and Policies 1329
5.1.1 Notice of Adoption of the Ontario Securities Commission’s Adjudication Guideline 1329
5.1.2 OSC Adjudication Guideline 1330
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1335
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1437
Chapter 12 Registrations 1447
12.1.1 Registrants 1447
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories 1449
13.1 SROs 1449
13.1.1 IIROC - Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book - Request for Comment 1449
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1451