Securities Law & Instruments

OSC Bulletin Volume 41, Issue 06 (February 8, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1129
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 1129
1.3.1 Volkmar Guido Hable– ss. 127, 127(10) 1129
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 1134
1.5.1 Dennis L. Meharchand and Valt.X Holdings Inc. 1134
1.5.2 Volkmar Guido Hable 1134
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1135
2.1 Decisions 1135
2.1.1 TMX Group Limited 1135
2.1.2 BBS Securities Inc. 1137
2.2 Orders 1144
2.2.1 Canadian Helicopters Limited (formerly HNZ Group Inc.) 1144
2.2.2 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 1146
2.2.3 TMX Group Limited et al. – s. 147 1147
2.2.4 Khot Infrastructure Holdings, Ltd.– s. 144 1149
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 1153
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1153
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1153
4.2.2 Outstanding Management & Insider Cease Trading Orders 1153
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1155
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1259
Chapter 12 Registrations 1267
12.1.1 Registrants 1267
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1269
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1269
13.3.1 CDCC – Amendments to Section A-1A01 of Rule A-1A of the CDCC Rules – Notice of Commission Approval 1269
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1271