Securities Law & Instruments

OSC Bulletin Volume 41, Issue 04 (January 25, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 793
1.1 Notices (nil)
1.2 Notices of Hearing 793
1.2.1 Donald Mason – s. 8 793
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 794
1.5.1 The Mutual Fund Dealers Association of Canada and John Richard Wolfenden 794
1.5.2 Benedict Cheng et al. 794
1.5.3 Benedict Cheng et al. 795
1.5.4 Donald Mason 795
1.5.5 Dennis L. Meharchand and Valt.X Holdings Inc. 796
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 797
2.1 Decisions 797
2.1.1 First Avenue Investment Counsel Inc. 797
2.1.2 Nicola Wealth Management Ltd. et al. 801
2.1.3 TMS NeuroHealth Centers Inc. 806
2.1.4 Portage Biotech Inc. 808
2.2 Orders 811
2.2.1 The Mutual Fund Dealers Association of Canada and John Richard Wolfenden– ss. 8, 21.7 811
2.2.2 Benedict Cheng et al. 812
2.2.3 AuRico Metals Inc. 812
2.2.4 Enbridge Gas Distribution Inc.– s. 158(1.1) of the OBCA 813
2.2.5 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 815
2.2.6 Castle Resources Inc. 815
2.2.7 DIR Industrial Properties Inc. 816
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 819
3.1 OSC Decisions 819
3.1.1 Benedict Cheng et al. 819
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 829
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 829
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 829
4.2.2 Outstanding Management & Insider Cease Trading Orders 829
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 831
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 937
Chapter 12 Registrations 945
12.1.1 Registrants 945
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 947
13.1 SROs 947
13.1.1 IIROC – Proposed Amendments to IIROC Continuing Education Rules – Request for Comment 947
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 949
25.1 Exemptions 949
25.1.1 BMO Nesbitt Burns Inc. – s. 19.1 of NI 41-101 General Prospectus Requirements 949
Index 951