Securities Law & Instruments

OSC Bulletin Volume 41, Issue 03 (January 18, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 599
1.1 Notices 599
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments 599
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 601
1.5.1 Money Gate Mortgage Investment Corporation et al. 601
1.5.2 Benedict Cheng et al. 601
1.5.3 Money Gate Mortgage Investment Corporation et al. 602
1.5.4 Dennis L. Meharchand and Valt.X Holdings Inc. 602
1.5.5 Dennis L. Meharchand and Valt.X Holdings Inc. 603
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 605
2.1 Decisions 605
2.1.1 Sun Life Institutional Investments (Canada) Inc. (formerly, Sun Life Investment Management Inc.) 605
2.1.2 Adira Energy Ltd. 613
2.1.3 AlarmForce Industries Inc. 616
2.1.4 Chicago Mercantile Exchange Inc. 617
2.2 Orders 620
2.2.1 National Bank of Canada and The Toronto-Dominion Bank – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 620
2.2.2 Royal Bank of Canada and Canadian Imperial Bank of Commerce – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 626
2.2.3 Royal Bank of Canada and BMO Nesbitt Burns Inc. – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 633
2.2.4 Money Gate Mortgage Investment Corporation et al. 640
2.2.5 Money Gate Mortgage Investment Corporation et al. – s. 127(8) 640
2.2.6 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 641
2.2.7 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 641
2.2.8 RB Energy Inc. – s. 144(1) 642
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
2.4.1 Rosenthal Collins Group, LLC et al. – s. 38 of the CFA 643
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 661
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 661
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 661
4.2.2 Outstanding Management & Insider Cease Trading Orders 661
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
6.1.1 Proposed Change to OSC Policy 15-601 Whistleblower Program – OSC Notice and Request for Comment 663
Chapter 7 Insider Reporting 663
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings (nil)
Chapter 12 Registrations 783
12.1.1 Registrants 787
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 789
13.1.1 IIROC – The Proposed IIROC Dealer Member Plain Language Rule Book – Request for Comment 789
13.1 SROs 789
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 791