Securities Law & Instruments

OSC Bulletin Volume 40, Issue 48 (November 30, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


1.1 Notices 9469
1.1.1 Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Related Instruments 9469
1.1.2 OSC Staff Notice 21-710 TSX Insider Trading Report 9470
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 9470
1.5.1 Omega Securities Inc. 9470
1.5.2 Land and Buildings Investment Management, LLC 9471
1.5.3 Omega Securities Inc. 9471
1.5.4 Pro-Financial Asset Management Inc. et al. 9472
1.5.5 Land and Buildings Investment Management, LLC. 9472
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 9473
2.1 Decisions 9473
2.1.1 Arrow Capital Management Inc. 9473
2.1.2 Desjardins Global Asset Management Inc. 9480
2.1.3 Arrow Capital Management Inc. 9487
2.1.4 MD Financial Management Inc. and MD Management Limited 9491
2.1.5 Ingevity Corporation 9495
2.2 Orders 9497
2.2.1 Omega Securities Inc. 9497
2.2.2 Hunter Oil Corp. 9498
2.2.3 Omega Securities Inc. – s. 127(5) 9499
2.2.4 Bison Gold Resources Inc. 9500
2.2.5 Pro-Financial Asset Management Inc.et al. 9501
2.2.6 Land and Buildings Investment Management, LLC. – ss. 8, 21.7 9501
2.2.7 TSX Inc. – s. 144 9502
2.2.8 Repsol Oil & Gas Canada Inc. 9503
2.2.9 Magna International Inc. and CIBC World Markets Inc. – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 9506
2.2.10 Magna International Inc. and National Bank of Canada – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 9512
2.2.11 Craft Oil Ltd. 9518
2.3 Orders with Related SettlementAgreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 9521
3.1 OSC Decisions (nil)
3.2 Director’s Decisions 9521
3.2.1 Bonwick Capital Partners, LLC 9521
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 9523
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9523
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 9523
4.2.2 Outstanding Management & Insider Cease Trading Orders 9523
Chapter 5 Rules and Policies 9525
5.1.1 Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations 9525
5.1.2 Amendments to National Instrument 33-109 Registration Information 9546
5.1.3 Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration 9548
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9551
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9617
Chapter 12 Registrations 9625
12.1.1 Registrants 9625
Chapter 13 SROs, Marketplaces, Clearing Agencies andTrade Repositories 9627
13.1 SROs 9627
13.1.1 IIROC – Continuing Education Requirements for Approved Persons – Notice of Commission Approval 9627
13.1.2 IIROC – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Notice of Commission Deemed Approval 9628
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)