Securities Law & Instruments

OSC Bulletin Volume 40, Issue 41 (October 12, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


1.1 Notices 8227
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments 8227
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 8229
1.5.1 Khalid Walid Jawhari 8229
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8231
2.1 Decisions 8231
2.1.1 VM Holding S.A. 8231
2.1.2 Taiga Building Products Ltd. 8235
2.1.3 Samco Gold Limited 8238
2.2 Orders 8243
2.2.1 Sandvine Corporation 8243
2.2.2 National Bank of Canada and Canadian Imperial Bank of Commerce – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 8244
2.2.3 The Toronto-Dominion Bank and The Bank of Nova Scotia – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 8250
2.2.4 The Toronto-Dominion Bank and BMO Nesbitt Burns Inc. – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 8256
2.2.5 Avnel Gold Mining Limited 8262
2.2.6 Asiamet Resources Limited 8263
2.2.7 Sandvine Corporation – s. 1(6) of the OBCA 8266
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8267
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8267
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 8267
4.2.2 Outstanding Management & Insider Cease Trading Orders 8267
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 8269
6.1.1 Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives 8269
Chapter 7 Insider Reporting 8297
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and SecondaryFinancings 8419
Chapter 12 Registrations 8429
12.1.1 Registrants 8429
Chapter 13 SROs, Marketplaces, Clearing Agencies an Trade Repositories 8431
13.1 SROs (nil)
13.2 Marketplaces 8431
13.2.1 Nasdaq CXC Limited and Ensoleillement Inc.– Application for Recognition as Exchanges– Notice and Request for Comment 8431
13.2.2 TSX – Housekeeping Amendments to Form 5 – Dividend/Distribution Declaration– Notice of Housekeeping Rule Amendments to the TSX Company Manual 8474
13.3 Clearing Agencies 8476
13.3.1 The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. – Application to Vary the Recognition Order – Request for Comment 8476
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8479