Securities Law & Instruments

OSC Bulletin Volume 40, Issue 39 (September 28, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7873
1.1 Notices (nil)
1.2 Notices of Hearing 7873
1.2.1 Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan – s. 144 7873
1.2.2 Sital Singh Dhillon – s. 8 7874
1.3 Notices of Hearing with Related Statements of Allegations 7875
1.3.1 Donna Hutchinson et al.– ss. 127(1), 127.1 7875
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 7885
1.5.1 Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan 7885
1.5.2 Quadrexx Hedge Capital Management Ltd. et al. 7885
1.5.3 Donna Hutchinson et al. 7886
1.5.4 Sital Singh Dhillon 7886
1.5.5 TCM Investments Ltd. et al. 7887
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7889
2.1 Decisions 7889
2.1.1 Guardian Capital LP 7889
2.1.2 Guardian Capital LP et al. 7894
2.1.3 Picton Mahoney Asset Management and Picton Mahoney Tactical Income Fund 7898
2.1.4 Guardian Capital LP et al. 7901
2.1.5 Middledfield Healthcare & Life Sciences Dividend Fund 7905
2.1.6 Mackenzie Financial Corporation and Symmetry Global Bond Fund 7907
2.1.7 Capgemini S.E. 7910
2.1.8 Fiduciary Trust Company of Canada and Franklin Templeton Investments Corp. 7917
2.1.9 Rogers Sugar Inc. 7920
2.1.10 Genworth Financial, Inc. and Genworth MI Canada Inc. 7924
2.1.11 Thales 7929
2.2 Orders 7935
2.2.1 Quadrexx Hedge Capital Management Ltd. et al.
2.2.2 Great-West Lifeco Finance (Delaware) LP 7936
2.2.3 Lojack Corporation 7939
2.2.4 Ivanhoe Energy Inc. – s. 144(1) 7942
2.2.5 TCM Investments Ltd. et al. – s. 127(1) 7943
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7945
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7945
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7945
4.2.2 Outstanding Management & Insider Cease Trading Orders 7945
Chapter 5 Rules and Policies

7947

5.1.1 CSA Multilateral Notice of Multilateral Instrument 91-102 Prohibition of Binary Options and Related Companion Policy 7947
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7963
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8029
Chapter 12 Registrations 8035
12.1.1 Registrants 8035
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8037
13.1 SROs 8037
13.1.1 IIROC – Amendments Respecting Trading Supervision Obligations – Notice of Commission Approval 8037
13.1.2 IIROC – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Notice of Commission Approval 8038
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8039