Securities Law & Instruments

Chapter 1 Notices / News Releases 7497
1.1 Notices (nil)
1.2 Notices of Hearing 7497
1.1.1 Earl Marek – ss. 8, 21.7 7497
1.3 Notices of Hearing with Related Statements of Allegations 7498
1.3.1 Khalid Walid Jawhari – ss. 127(1), 127(10) 7498
1.3.2 David Gregor McClure – ss. 127(1), 127(10) 7501
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 7506
1.5.1

Earl Marek

7506
1.5.2 Khalid Walid Jawhari 7506
1.5.3 Hanane Bouji et al. 7507
1.5.4 David Gregor McClure 7507
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7507
2.1 Decisions (nil)
2.2 Orders 7509
2.2.1 Earl Marek 7509
2.2.2 Capital Research and Management Company – s. 80 of the CFA 7510
2.2.3 ID Watchdog, Inc. 7519
2.2.4 Hanane Bouji et al. – s. 8(3) 7521
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil) (nil)
Chapter 4 Cease Trading Orders 7523
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7523
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7523
4.2.2 Outstanding Management & Insider Cease Trading Orders 7523
Chapter 5 Rules and Policies 7525
5.1.1 Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement 7525
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7531
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings (nil)
Chapter 12 Registrations 7587
12.1.1 Registrants 7593
Chapter 13 SROs, Marketplaces, and Clearing Agencies 7595
13.1 SROs 7595
13.2 Marketplaces 7595
13.2.1 TriAct Canada Marketplace LP – Changes to the MATCHNow Trading System – Notice of Approval 7595
13.3 Clearing Agencies 7598
13.3.1 CDCC – Omnibus Amendments to Rule A and D-6 of CDCC’s Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers – OSC Staff Notice of Request for Comment 7598
Chapter 25 Other Information (nil)
25.1 Consents 7599
25.1.1 Goodfood Market Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 7595
Index 7601