Securities Law & Instruments

OSC Bulletin Volume 40, Issue 35 (August 31, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7369
1.1 Notices (nil)
1.2 Notices of Hearing 7369
1.2.1 TCM Investments Ltd. et al. 7369
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 7370
1.5.1 Sino-Forest Corporation et al. 7370
1.5.2 Pro-Financial Asset Management Inc. et al. 7370
1.5.3 Eco Oro Minerals Corp. 7371
1.6 Notices from the Office of the Secretary with Related Statements of Allegations 7372
1.6.1 TCM Investments Ltd. et al. 7372
Chapter 2 Decisions, Orders and Rulings 7375
2.1 Decisions 7375
2.1.1 Sun Life Global Investments (Canada) Inc. and Sun Life Sentry Conservative Balanced Fund 7375
2.1.2 Genworth Financial, Inc. and Genworth MI Canada Inc. 7380
2.1.3 Investors Canadian Balanced Fund et al. 7385
2.2 Orders 7390
2.2.1 ZipLocal Inc. 7390
2.2.2 Lumenpulse Group Inc. 7391
2.2.3 ZipLocal Inc. – s. 1(6) of the OBCA 7393
2.2.4 Sino-Forest Corporation et al. 7394
2.2.5 BrightPath Early Learning Inc. 7395
2.2.6 Pro-Financial Asset Management Inc. et al. 7396
2.2.7 CI Investments Inc. and Assante Capital Management Ltd. 7397
2.2.8 Churchill V Debenture Corp. 7408
2.2.9 Eco Oro Minerals Corp. – s. 144 7410
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7413
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7413
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 7413
4.2.2 Outstanding Management & Insider Cease Trading Orders 7413
Chapter 5 Rules and Policies 7415
5.1.1 Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds – Amendments to National Instrument 81-102 Investment Funds 7415
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7429
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7481
Chapter 12 Registrations 7491
12.1.1 Registrants 7491
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories 7493
13.1 SROs (nil)
13.2 Marketplaces 7493
13.2.1 TSX – Amendments to TSX Rule Book – Market Making – Notice of Commission Approval 7493
13.2.1 TSX – Amendments to TSX Rule Book – Market Making – Notice of Commission Approval 7493
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)