Securities Law & Instruments

OSC Bulletin Volume 40, Issue 34 (August 24, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


1.1 Notices 7231
1.1.1 CSA Staff Notice 46-307 Cryptocurrency Offerings 7231
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 7237
1.5.1 Sino-Forest Corporation et al. 7237
1.5.2 Money Gate Mortgage Investment Corporation et al. 7237
1.5.3 Dennis L. Meharchand and Valt.X Holdings Inc. 7238
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7239
2.1 Decisions 7239
2.1.1 Hillmount Capital Management Inc. and Hillmount Mortgage Fund 7239
2.1.2 Impak Finance Inc. 7244
2.1.3 Norrep Capital Management Ltd. et al. 7249
2.1.4 Norrep Capital Management Ltd. et al. 7255
2.1.5 Caldwell Investment Management Ltd. and Caldwell Canadian Value Momentum Fund 7259
2.1.6 Caldwell Investment Management Ltd. and Caldwell Canadian Value Momentum Fund 7263
2.1.7 Encana Corporation 7266
2.2 Orders 7269
2.2.1 Manulife Asset Management Limited et al. – ss. 78(1), 80 of the CFA 7269
2.2.2 Silver Bear Resources Inc. 7274
2.2.3 Silver Bear Resources Inc. – s. 1(6) of the OBCA 7275
2.2.4 Money Gate Mortgage Investment Corporation et al. – s. 127(8) 7276
2.2.5 R Split III Corp. 7277
2.2.6 R Split III Corp. – s. 1(6) of the OBCA 7278
2.2.7 Silcom Systems Inc. – s. 144 7279
2.2.8 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 7281
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7283
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7283
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 7283
4.2.2 Outstanding Management & Insider Cease Trading Orders 7283
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7285
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7355
Chapter 12 Registrations 7363
12.1.1 Registrants 7363
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 7365
25.1 Approvals 7365
25.1.1 Hillmount Capital Management Inc. – s. 213(3)(b) of the LTCA 7365
Index   7367