Securities Law & Instruments

OSC Bulletin Volume 40, Issue 24 (June 15, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 5117
1.1 Notices 5117
1.1.1 OSC Staff Notice 45-715 2017 Ontario Exempt Market Report 5117
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 5119
1.5.1 Eda Marie Agueci et al. 5119
1.5.2 TCM Investments Ltd. carrying on business as OptionRally et al. 5119
1.5.3 Nelson Peter Bradbury 5120
1.5.4 Jonathan Financial Inc. and Gregory Frederick Hilderman 5120
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5121
2.1 Decisions 5121
2.1.1 Sionna Investment Managers Inc. 5121
2.1.2 Minister of Energy (Ontario) and Hydro One Limited 5127
2.1.3 Industrial Alliance Securities Inc. 5135
2.2 Orders 5137
2.2.1 Stillwater Mining Company 5137
2.2.2 Eda Marie Agueci et al. – s. 144 5139
2.2.3 TCM Investments Ltd. carrying on business as OptionRally et al. – s. 127(7) 5140
2.2.4 Nelson Peter Bradbury – ss. 127(1), 127(10) 5141
2.2.5 Jonathan Financial Inc. and Gregory Frederick Hilderman – ss. 127(1), 127(10) 5142
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 5143
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5143
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5143
4.2.2 Outstanding Management & Insider Cease Trading Orders 5143
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5145
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5247
Chapter 12 Registrations 5257
12.1.1 Registrants 5257
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 5259