Securities Law & Instruments

OSC Bulletin Volume 40, Issue 17 (April 27, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3858
1.1 Notices 3858
1.1.1 Executive Director's Designation and Determination 3853
1.1.2 CSA Consultation Paper 52-403 Auditor Oversight – Issues in Foreign Jurisdictions 3855
1.2 Notices of Hearing 3861
1.2.1 MM Café Franchise Inc. et al.– ss. 127, 127.1 3861
1.2.2 Money Gate Mortgage Investment Corporation et al. – ss. 127(1), (5) 3862
1.3 Notices of Hearing with Related Statements of Allegations 3863
1.3.1 Home Capital Group Inc. et al.– ss. 127, 127.1 3863
1.3.2 Global 8 Environmental Technologies, Inc. et al. – ss. 127(1), (10) 3871
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 3880
1.5.1 MM Café Franchise Inc. et al. 3880
1.5.2 Money Gate Mortgage Investment Corporation et al. 3880
1.5.3 Home Capital Group Inc. et al. 3881
1.5.4 Global 8 Environmental Technologies, Inc. et al. 3881
1.5.5 MM Café Franchise Inc. et al. 3882
1.5.6 Pro-Financial Asset Management Inc. et al. 3882
1.5.7 Eco Oro Minerals Corp. 3883
1.5.8 MM Café Franchise Inc. et al. 3883
1.5.9 Mark Steven Rotstein and Equilibrium Partners Inc. 3884
1.5.10 MM Café Franchise Inc. et al. 3884
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3885
2.1 Decisions 3885
2.1.1 Citigroup Global Markets Canada Inc. 3885
2.2 Orders 3888
2.2.1 Kiska Metals Corporation 3888
2.2.2 MM Café Franchise Inc. et al. 3889
2.2.3 Eco Oro Minerals Corp.– ss. 8(3), 21.7 and 127(1) 3890
2.2.4 MM Café Franchise Inc. et al. 3891
2.3 Orders with Related Settlement Agreements 3892
2.3.1 MM Café Franchise Inc. et al.– ss. 127(1), 127.1 3892
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3903
3.1 OSC Decisions 3903
3.1.1 Pro-Financial Asset Management Inc. et al. 3903
3.1.2 Mark Steven Rotstein and Equilibrium Partners Inc. 3936
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 3939
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2847
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2847
4.2.2 Outstanding Management & Insider Cease Trading Orders 2847
Chapter 5 Rules and Policies

3941

5.1.1 Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement 3941
Chapter 6 Request for Comments 3987
6.1.1 Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy 3987
6.1.2 Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds – Proposed Amendments to National Instrument 81-102 Investment Funds 3996
Chapter 7 Insider Reporting 4007
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4059
Chapter 12 Registrations 4067
12.1.1 Registrants 2979
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4069
13.1 SROs (nil)
13.2 Marketplaces 4069
13.2.1 TSX Inc. – Enhancement to the Opening Auction Functionality – Notice of Proposed Amendment and Request for Comments 4069
13.2.2 TSX Inc. – Enhancements to Dark Trading Functionality – Notice of Proposed Amendments and Request for Comments 4073
13.3 Clearing Agencies 4081
13.3.1 Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. – Material Amendments to CDS Procedures Relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – Notice of Approval 4081
13.4 Trade Repositories (nil)
Chapter 25 Other Information 4083
25.1 Consents 4083
25.1.1 Trident Gold Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 4083
Index 4085