Proceedings

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FILE NO.: 2018-2


IN THE MATTER OF
VOLKMAR GUIDO HABLE

Janet Leiper, Commissioner and Chair of the Panel

March 16, 2018

 

ORDER
(Subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5)



WHEREAS the Ontario Securities Commission held a hearing in writing, to consider a request by Staff of the Commission (“Staff”) for an order imposing sanctions against Volkmar Guido Hable (“Hable”) pursuant to subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the “Act”);

ON READING the findings of the British Columbia Securities Commission (the “BCSC”) dated June 26, 2017 and the decision of the BCSC dated November 7, 2017 in the matter of Re Hable and on reading the materials filed by Staff, Hable not having filed any materials, although properly served;

IT IS ORDERED THAT:

  1. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Hable cease permanently;
  2. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Hable cease permanently;
  3. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Hable permanently;
  4. pursuant to paragraphs 7 and 8.1 of subsection 127(1) of the Act, Hable resign any positions that he holds as a director or officer of any issuer or registrant;
  5. pursuant to paragraphs 8 and 8.2 of subsection 127(1) of the Act, Hable be prohibited from becoming or acting as a director or officer of any issuer or registrant;
  6. pursuant to paragraph 8.5 of subsection 127(1) of the Act, Hable be prohibited permanently from becoming or acting as a registrant, investment fund manager or promoter.

 



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Janet Leiper