Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, C. S.5, AS AMENDED

-AND-

IN THE MATTER OF LUCY MARIE PARIAK-LUKIC

-AND-

IN THE MATTER OF A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA DATED MARCH 6, 2014

ORDER
(Subsection 9(2) of the Securities Act)



WHEREAS on April 9, 2014, the applicant, the Investment Industry Regulatory Organization of Canada (“IIROC”), filed with the Ontario Securities Commission (the “Commission”) a notice of application pursuant to section 21.7 of the Securities Act, R.S.O 1990, c. S.5, as amended (the “Act”) for a hearing and review of the decision of a hearing panel of IIROC dated March 6, 2014;

AND WHEREAS the hearing and review was heard by the Commission on January 15, 2015;

AND WHEREAS the Commission released its decision and reasons on June 22, 2015, in which it ordered that the respondent, Lucy Marie Pariak-Lukic (“Lukic”), should be suspended for two years from approval by, or registration with, IIROC in all categories anywhere in the industry, commencing 14 days from the date of the Commission’s Order issued June 22, 2015 (the “June 22 Order”);

UPON READING the consent of IIROC and Lukic;

IT IS HEREBY ORDERED THAT:

  1. The June 22 Order is stayed for 90 days from the date of this Order which stay shall terminate immediately thereafter, subject to paragraph 2, and subject to any further order of the Commission; and,
  2. The stay shall terminate on July 23, 2015 (upon the expiry of the 30-day appeal period) if Lukic has not commenced an appeal pursuant to subsection 9(1) of the Act, subject to any further order of the Commission.

DATED at Toronto this 30th day of June, 2015

 



"Christopher Portner "
Christopher Portner