IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF LUCY MARIE PARIAK-LUKIC
- AND -
IN THE MATTER OF A HEARING AND REVIEW OF DECISIONS OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA DATED JANUARY 2, 2014 AND MARCH 6, 2014
(Section 21.7 and Subsection 8(3) of the Securities Act)
- On April 9, 2014, the Investment Industry Regulatory Organization of Canada (“IIROC”) filed with the Ontario Securities Commission (the “Commission”) a notice of application (the “Application”) pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) for a hearing and review of the decisions of a hearing panel (the “Hearing Panel”) of IIROC dated January 2, 2014 and March 6, 2014;
- The Application was heard on January 15, 2015;
- The Commission issued its Reasons and Decision on the Application on June 22, 2015; and
- The Commission has concluded that it is in the public interest to make this order.
IT IS ORDERED THAT:
Lucy Marie Pariak-Lukic shall be suspended for two years from approval by, or registration with, IIROC in all categories anywhere in the industry, commencing 14 days after the date of this order.
DATED at Toronto this 22nd day of June, 2015.