IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, as amended
- and -
IN THE MATTER OF SALLY DAUB
(Section 127 and 127.1)
WHEREAS on January 16, 2003, the Ontario Securities Commission issued a Notice of Hearing pursuant to sections 127(1) and 127.1 of the Securities Act in respect of Sally Daub (“Daub”);
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this Order;
IT IS HEREBY ORDERED THAT:
the Settlement Agreement, attached to this Order as Schedule “A” is hereby approved;
pursuant to clause 6 of subsection 127(1) of the Act, Daub shall be reprimanded; and
pursuant to section 127.1 of the Act, Daub shall pay the sum of $5,000.00 to the Ontario Securities Commission in respect of a portion of the costs of investigation and proceeding in relation to this matter.
DATED at Toronto this 14th day of December, 2004.
|“Robert W. Davis”||“David L. Knight”|
|Robert W. Davis||David L. Knight|