Proceedings

Practice Guidelines and Notices

Date Practice Guidelines and Notices
April 20, 2017 Notice and Request for Comments Regarding the Rules of Procedure and Forms and Practice Guideline of the Ontario Securities Commission
April 20, 2017 Draft Rules of Procedure and Forms
April 20, 2017 Draft Practice Guideline
April 20, 2017 Appendix A - Practice Guideline: Protocol for E-Filing and E-Hearings
April 20, 2017 Appendix B - Practice Guideline: E-Hearings Checklist for Hearing on the Merits
June 17, 2015 Notice from the Office of the Secretary: Practice Guideline – Electronic Copies of Written Submissions
June 16, 2015 Practice Guideline : June 16, 2015 - Electronic Copies of Written Submissions
January 26, 2015 Notice from the Office of the Secretary: Practice Guideline – Case Management Timeline for Enforcement Proceedings
January 26, 2015 Practice Guideline: January 26, 2015 - Case Management Timeline for Enforcement Proceedings
April 15, 2014 Restated Notice from the Office of the Secretary: Re: Interim Orders, Pre-Hearing Conferences and Interlocutory Motions
April 15, 2014 Notice from the Office of the Secretary: Practice Guideline for French Hearings and Consolidation of the Rules of Procedure of the Ontario Securities Commission as of April 8, 2014
April 8, 2014 Practice Guideline: April 8, 2014 - Ontario Securities Commission Practice Guideline for French Hearings
December 18, 2012 Notice from the Office of the Secretary: OSC Officially Launches Litigation Assistance Program for Unrepresented Respondents
December 4, 2012 Notice from the Office of the Secretary: Practice Guideline on the use of the Commission’s Book of Authorities in proceedings before the Commission
December 4, 2012 Practice Guideline
April 24, 2012 Notice from the Office of the Secretary: Publication of the Ontario Securities Commission’s Adjudicative Orders, Rulings and Decisions
April 24, 2012 Practice Guideline