Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.S, as amended

AND

IN THE MATTER OF LUCY MARIE PARIAK-LUKIC

AND

IN THE MATTER OF A DECISION OF A HEARING PANEL OF
THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
DATED JANUARY 2, 2014 AND MARCH 6, 2014

APPLICATION FOR A HEARING AND REVIEW