Proceedings

PDF Version

PDF Version



IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- and –

IN THE MATTER OF LUCY MARIE PARIAK-LUKIC

- and –

IN THE MATTER OF DECISIONS OF A HEARING PANEL OF
THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
DATED JANUARY 2, 2014 and MARCH 6, 2014

NOTICE OF HEARING
(Sections 8 and 21.7 of the Securities Act)



TAKE NOTICE that the Ontario Securities Commission (the “Commission”) will hold a hearing (the “Hearing”) pursuant to sections 8 and 21.7 of the Ontario Securities Act, R.S.O. 1990, c. S.5, as amended, at the offices of the Commission, at 20 Queen Street West, 17th Floor, Toronto, Ontario, M5H 3S8, commencing on Thursday, January 15, 2015 at 10:00 a.m. or as soon thereafter as the Hearing can be held;

TO CONSIDER a request from the Investment Industry Regulatory Organization of Canada (“IIROC”) for a Hearing and Review of the decision on the merits of the Hearing Panel of IIROC dated January 2, 2014 (In the Matter of Lucy Marie Pariak-Lukic, 2014 IIROC 01) and the decision on sanctions of the Hearing Panel of IIROC dated March 6, 2014 (In the Matter of Lucy Marie Pariak-Lukic, 2014 IIROC 11).


Dated at Toronto this 16th day of July, 2014.



" Josée Turcotte "
Josée Turcotte
Acting Secretary to the Commission