Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED

and

IN THE MATTER OF
AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

and

IN THE MATTER OF
THE UNIVERSAL MARKET INTEGRITY RULES

and

IN THE MATTER OF
TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI,
CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP

NOTICE OF HEARING
Section 21.7



    TAKE NOTICE that the Ontario Securities Commission will hold a hearing pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c. S.5, as amended, to consider the Application made by Staff of the Investment Industry Regulatory Organization of Canada for a review of a decision of a hearing panel of the Investment Industry Regulatory Organization of Canada dated November 30, 2010.

    AND TAKE FURTHER NOTICE THAT the hearing will be held on December 12 and 13, 2011 at 10:00 a.m. at the Commission’s offices at 20 Queen Street West, 17th Floor Hearing Room.

    DATED at Toronto this 19th day of October, 2011.

 

" John Stevenson "
John Stevenson
Secretary to the Commission