Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

March 1, 2017


IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF THE DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

- AND –

IN THE MATTER OF KRISHNA SAMMY



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. the Application to Revoke or Vary is granted and the October 28, 2016 Order of the Commission is revoked;
  2. a confidential pre-hearing conference shall be held by teleconference on March 8, 2017 at 11:00 a.m. EST;
  3. pursuant to subsection 9(1)(b) of the Statutory Powers and Procedure Act, RSO 1990, c S.22 and Rule 5.2 of the Commission’s Rules of Procedure (2014), 37 OSCB 4168, the “Further Amended Application for Further Decision dated February 27, 2017” found at Tab 3 of the Application Record dated February 27, 2017 is confidential; and
  4. the hearing of the Application for Hearing and Review shall commence on March 30, 2017, at 11:30 a.m. EST.

 

A copy of the Order dated February 28, 2017 is available at www.osc.gov.on.ca.

 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION


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