Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

December 16, 2016


IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF THE DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

- AND –

IN THE MATTER OF KRISHNA SAMMY



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. Sammy shall serve and file by no later than 4:30 p.m. on January 6, 2017:
    1. the affidavit referred to in the Application to Revoke or Vary (“the Affidavit”); and
    2. the complete Application Record for the Application for Hearing and Review, as required by Rule 14.3(2) of the Ontario Securities Commission Rules of Procedure (2014) 37 OSCB 4168;
  2. cross-examinations on the Affidavit by IIROC Staff and Commission Staff, if any, shall be completed by February 7, 2017;
  3. IIROC Staff and Commission Staff shall serve and file any affidavits in response by no later than 4:30 p.m. on February 15, 2017; and
  4. the hearing with respect to the Application to Revoke or Vary shall take place on February 23, 2017 at 10:00 a.m.

A copy of the Order dated December 15, 2016 is available at www.osc.gov.on.ca.


OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY

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