Proceedings

Notice from the
Office of the Secretary
Ontario

Ontario Securities
Commission


20 Queen St. W.
Box 55, Suite 1900
Toronto, ON M5H 3S8
Commission des valeurs mobilières de l'Ontario
FOR IMMEDIATE RELEASE

October 20, 2011


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

and

IN THE MATTER OF
AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL FOR THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

and

IN THE MATTER OF
THE UNIVERSAL MARKET INTEGRITY RULES

and

IN THE MATTER OF
TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI,
CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP



TORONTO – The Office of the Secretary issued a Notice of Hearing dated October 19, 2011 setting the matter down to be heard on December 12, 2011 and December 13, 2011, at 10:00 a.m. or as soon thereafter as the hearing can be held in the above named matter.

A copy of the Notice of Hearing dated October 19, 2011 and the Application dated December 29, 2010 are available at www.osc.gov.on.ca

 

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY

 

- 30 -

 

For media inquiries:
media_inquiries@osc.gov.on.ca
   
Wendy Dey
Director, Communications & Public Affairs
416-593-8120

Carolyn Shaw-Rimmington
Manager, Public Affairs
416-593-2361

Dylan Rae
Media Relations Specialist
416-595-8934

For Investor Inquiries:     OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)