OSC Proceedings
| Notice from the Office of the Secretary |
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| Ontario Securities Commission 20 Queen St. W. Box 55, Suite 1900 Toronto, ON M5H 3S8 |
Commission des valeurs mobilières de l'Ontario |
FOR IMMEDIATE RELEASE September 13, 2011 |
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
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IN THE MATTER OF A DECISION OF A HEARING PANEL OF THE
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
(“IIROC”) PURSUANT TO THE RULES OF THE INVESTMENT DEALERS
ASSOCIATION OF CANADA (“IDA”)
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IN THE MATTER OF A DISCIPLINARY PROCEEDING BETWEEN STAFF OF
IIROC AND MARK ALLEN DENNIS
TORONTO – The Ontario Securities Commission will hold a hearing to consider the Application made by Staff of IIROC for a review of a Decision of a Hearing Panel of the IIROC dated June 3, 2011.
The hearing will be held on November 21, 2011 at 10:00 a.m. on the 17th floor of the Commission's offices located at 20 Queen Street West, Toronto.
A copy of the Application For a Hearing and Review dated June 30, 2011 is available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY
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| For media inquiries: media_inquiries@osc.gov.on.ca |
Wendy Dey Director, Communications & Public Affairs 416-593-8120 Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361 Dylan Rae Media Relations Specialist 416-595-8934 |
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| For Investor Inquiries: | OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free) |
