Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
« Previous  Page 2 of 2
July 25, 2018
10:00 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Christopher , Candusso, Claudio ,
Section: s. 127(1) and 127.1
Panel: MJS
Note: Y. Chisholm/J. Lynch in attendance for Staff
September 26-27, 2018
10:00 AM

Psihopedas, Maria ,
Section: s. 8
Panel: RPHJL/AMR
Note: M. Skuce in attendance for Staff
In Writing


Simba, Muchoki Fungai (also previously known as Henderson MacDonald Alexander Butcher),
Section: s. 127(1) and 127.1
Panel: DGV
Note: A. Qian in attendance for Staff
TBA


Trilogy Mortgage Group Inc. , Trilogy Equities Group Limited Partnership,
Section: s. 127(7) and (8)
Panel: PA/DL/RPH
Note:

R. Eghan in attendance for Staff

TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA


USI Tech Limited, Parker, Eleanor, Combden, Casey,
Section: s. 127(8)
Panel: TM
Note:

L. DiGiulio in attendance for Staff