OSC Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, Ontario

Upcoming Proceedings

date: 2012/05/16 00:00:00 - time: - | sortdate: May 16, 20120930 - - content/en/31085.htm /date|
date: 2012/05/17 00:00:00 - time: - | sortdate: May 17, 20121300 - - content/en/36010.htm /date|
date: 2012/05/18 00:00:00 - time: - | sortdate: May 18, 20121000 - - content/en/33971.htm /date|
date: 2012/05/22 00:00:00 - time: - | sortdate: May 22, 20121430 - - content/en/22992.htm /date|
date: 2012/05/23 00:00:00 - time: - | sortdate: May 23, 20121000 - - content/en/34993.htm /date|
date: 2012/05/24 00:00:00 - time: - | sortdate: May 24, 20121000 - - content/en/33646.htm /date|
date: 2012/05/28 00:00:00 - time: - | sortdate: May 28, 20121000 - - content/en/34450.htm /date|
date: 2012/05/29 00:00:00 - time: - | sortdate: May 29, 20121000 - - content/en/34622.htm /date|
date: 2012/05/30 00:00:00 - time: - | sortdate: May 30, 20120900 - - content/en/35746.htm /date|
date: 2012/05/31 00:00:00 - time: - | sortdate: May 31, 20121000 - - content/en/35744.htm /date|
date: 2012/06/04 00:00:00 - time: - | sortdate: June 4, 20120930 - - content/en/35817.htm /date|
date: 2012/06/04 00:00:00 - time: - | sortdate: June 4, 20121000 - - content/en/34994.htm /date|
date: 2012/06/06 00:00:00 - time: - | sortdate: June 6, 20121000 - - content/en/34992.htm /date|
date: 2012/06/07 00:00:00 - time: - | sortdate: June 7, 20121430 - - content/en/34930.htm /date|
date: 2012/06/08 00:00:00 - time: - | sortdate: June 8, 20121000 - - content/en/35745.htm /date|
Date and Time Proceeding Information
Page 1 of 7Next » 
May 16-18, 2012
9:30 AM		 Nest Acquisitions and Mergers, IMG International Inc., Frayssignes, Caroline Myriam, Pelcowitz, David Paul, Smith, Michael, Zuk, Robert Patrick,
Section: 37, 127 and 127.1
Panel: JDC/MCH
Note: C. Price in attendance for Staff
May 17, 2012
1:00 PM		 Crown Hill Capital Corporation, Pushka, Wayne Lawrence,
Section: 127
Panel: JEAT/CP/JNR
Note: A. Perschy/A. Pelletier in attendance for Staff
May 18, 2012
10:00 AM		 Majestic Supply Co. Inc., Suncastle Developments Corporation, Adams, Herbert, Bishop, Steve, Kricfalusi, Mary, Loman, Kevin, CBK Enterprises Inc.,
Section: 37, 127 and 127.1
Panel: EPK/PLK
Note: D. Ferris in attendance for Staff
May 22, 2012
2:30 PM		 Merax Resource Management Ltd., Crown Capital Partners Ltd., Mellon, Richard, Elin, Alex,
Section: 127
Panel: MGC/SOA
Note: T. Center in attendance for Staff
May 23-25, 2012
10:00 AM		 Nest Acquisitions and Mergers, IMG International Inc., Frayssignes, Caroline Myriam, Pelcowitz, David Paul, Smith, Michael, Zuk, Robert Patrick,
Section: 37, 127 and 127.1
Panel: JDC/MCH
Note: C. Price in attendance for Staff
May 24-25, 2012
10:00 AM		 Crown Hill Capital Corporation, Pushka, Wayne Lawrence,
Section: 127
Panel: JEAT/CP/JNR
Note: A. Perschy/A. Pelletier in attendance for Staff
May 28-29, 2012
10:00 AM		 Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund, Brown, Roy (a.k.a. Roy Brown-Rodrigues),
Section: 127 and 127.1
Panel: VK/MCH
Note: D. Ferris in attendance for Staff
May 29 - June 1, 2012
10:00 AM		 Beck, Peter, Swift Trade Inc. (continued as 7722656 Canada Inc.), Biremis Corp., Opal Stone Financial Services S.A., Barka Co. Limited, Trieme Corporation and a Limited Partnership Referred to as “Anguilla LP”,
Section: 127
Panel: MGC/SA/PLK
Note: B. Shulman in attendance for Staff
May 30, 2012
9:00 AM		 Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund, Brown, Roy (a.k.a. Roy Brown-Rodrigues),
Section: 127 and 127.1
Panel: VK/MCH
Note: D. Ferris in attendance for Staff
May 31-June 1, 2012
10:00 AM		 Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund, Brown, Roy (a.k.a. Roy Brown-Rodrigues),
Section: 127 and 127.1
Panel: VK/MCH
Note: D. Ferris in attendance for Staff
June 4, 2012
9:30 AM		 Morgan Dragon Development Corp., Cheong, John (Aka Kim Meng Cheong), Tse, Herman, Ricketts, Devon, Griffiths, Mark,
Section: 127
Panel: EPK
Note: J. Feasby in attendance for Staff
June 4, 2012
10:00 AM		 Nest Acquisitions and Mergers, IMG International Inc., Frayssignes, Caroline Myriam, Pelcowitz, David Paul, Smith, Michael, Zuk, Robert Patrick,
Section: 37, 127 and 127.1
Panel: JDC/MCH
Note: C. Price in attendance for Staff
June 6, 2012
10:00 AM		 Nest Acquisitions and Mergers, IMG International Inc., Frayssignes, Caroline Myriam, Pelcowitz, David Paul, Smith, Michael, Zuk, Robert Patrick,
Section: 37, 127 and 127.1
Panel: JDC/MCH
Note: C. Price in attendance for Staff
June 7, 2012
2:30 PM		 Systematech Solutions Inc., Vuong, April, Quach, Hao,
Section: 127
Panel: EPK
Note: J. Feasby in attendance for Staff
June 8, 2012
10:00 AM		 Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund, Brown, Roy (a.k.a. Roy Brown-Rodrigues),
Section: 127 and 127.1
Panel: VK/MCH
Note: D. Ferris in attendance for Staff

Related - The Commission | OSC Enforcement Branch | Adjourned Sine Die



















The Commissioners

Howard I. Wetston, Chair - HIW
James E. A. Turner, Vice Chair - JEAT
Lawrence E. Ritchie, Vice Chair - LER
Mary G. Condon, Vice Chair - MGC
Sinan O. Akdeniz - SOA
James D. Carnwath - JDC
Margot C. Howard - MCH
Sarah B. Kavanagh - SBK
Kevin J. Kelly - KJK
Paulette L. Kennedy - PLK
Edward P. Kerwin - EPK
Vern Krishna - VK
Christopher Portner - CP
Judith N. Robertson - JNR
Charles Wesley Moore (Wes) Scott - CWMS