OSC Proceedings
All Court Proceedings
This section contains news releases related to open and completed OSC proceedings before the courts. This includes matters related to applications to court under section 128 of the Securities Act (Ontario) and appointment of receiver under section 129 of the Act.
For access to other court-related documents, call or visit the court listed in the news release.
- May 7, 2012
- OSC News Release: OSC Lays Quasi Criminal Charges Against Michael Chomica, Jan Chomica, Peter Siklos and Anna Hrynisak
- April 25, 2012
- OSC News Release: Court Dismisses Applications by John Xanthoudakis and Dale Smith regarding Norshield Asset Management matter
- March 30, 2012
- OSC News Release: Ontario Court of Appeal upholds OSC decisions and sanctions in the matter of Watt Carmichael Inc. et al.
- March 30, 2012
- OSC News Release: George Schwartz Sentenced to 90 Days in Jail for Breaching OSC Temporary Cease Trade Order and Trading Without Registration
- March 30, 2012
- OSC News Release: Abel Da Silva Sentenced to 18 Months in Jail for Breaching Ontario Securities Act
- March 14, 2012
- OSC News Release: Ontario Securities Commission Findings Against Rene Pardo Set Aside by Divisional Court
- March 13, 2012
- OSC/IIROC News Release: Proposed distribution of ABCP settlement funds permitted by Court Order
- February 16, 2012
- OSC/IIROC News Release: OSC and IIROC apply to court for distribution of ABCP fine proceeds
