Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

July 20, 2017Notice from the Office of the Secretary: In the Matter of Nixon Lau et al.
July 19, 2017Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
July 18, 2017Notice from the Office of the Secretary: In the Matter of Virginia Tan
July 18, 2017Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
July 14, 2017Notice from the Office of the Secretary: In the Matter of Gregory Deacon
July 14, 2017Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
July 13, 2017Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
July 13, 2017Notice from the Office of the Secretary: In the Matter of Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
July 11, 2017Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
July 11, 2017Notice from the Office of the Secretary: In the Matter of Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
July 6, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.
July 5, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
June 30, 2017Notice from the Office of the Secretary: In the Matter of Electrovaya Inc. and Sankar Das Gupta
June 28, 2017Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
June 28, 2017Notice from the Office of the Secretary: In the Matter of Electrovaya Inc. and Sankar Das Gupta
June 27, 2017Notice from the Office of the Secretary: In the Matter of Dennis Wing
June 27, 2017Notice from the Office of the Secretary: In the Matter of Nixon Lau et al.
June 27, 2017Notice from the Office of the Secretary: In the Matter of RBC Dominion Securities Inc. et al.
June 26, 2017Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
June 22, 2017Notice from the Office of the Secretary: In the Matter of RBC Dominion Securities Inc. et al.
June 19, 2017Notice from the Office of the Secretary: In the Matter of Home Capital Group Inc. et al.
June 19, 2017Notice from the Office of the Secretary: In the Matter of Eco Oro Minerals Corp.
June 19, 2017Notice from the Office of the Secretary: In the Matter of Nixon Lau et al.
June 16, 2017Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
June 15, 2017Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
June 14, 2017Notice from the Office of the Secretary: In the Matter of Home Capital Group Inc. et al.
June 13, 2017Notice from the Office of the Secretary: In the Matter of Jonathan Financial Inc. and Gregory Frederick Hilderman
June 13, 2017Notice from the Office of the Secretary: In the Matter of Nelson Peter Bradbury
June 13, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.
June 9, 2017Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.