Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

May 29, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
May 29, 2017Notice from the Office of the Secretary: In the Matter of Aaoption et al.
May 26, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton
May 26, 2017Notice from the Office of the Secretary: In the Matter of Jonathan Financial Inc. and Gregory Frederick Hilderman
May 25, 2017Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
May 25, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.
May 25, 2017Notice from the Office of the Secretary: In the Matter of Nelson Peter Bradbury
May 24, 2017Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
May 23, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
May 18, 2017Notice from the Office of the Secretary: In The Matter of Global 8 Environmental Technologies, Inc. et al.
May 17, 2017Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
May 17, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.
May 17, 2017Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
May 17, 2017Notice from the Office of the Secretary: In the Matter of Jorge Neher
May 16, 2017Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
May 15, 2017Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
May 12, 2017Notice from the Office of the Secretary: In the Matter of Jorge Neher
May 12, 2017Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
May 11, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
May 11, 2017Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
May 11, 2017Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
May 9, 2017Notice from the Office of the Secretary: In the Matter of Eco Oro Minerals Corp.
May 5, 2017Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
May 5, 2017Notice from the Office of the Secretary: In the Matter of Dennis Wing
May 4, 2017Notice from the Office of the Secretary: In the Matter of Home Capital Group Inc. et al.
May 4, 2017Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
May 3, 2017Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
April 28, 2017Notice from the Office of the Secretary: In the Matter of Crystal Wealth Management System Limited et al.
April 27, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
April 26, 2017Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.