Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

November 21, 2017Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
November 21, 2017Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
November 20, 2017Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
November 20, 2017Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
November 17, 2017Notice from the Office of the Secretary: Land and Buildings Investment Management, LLC
November 17, 2017Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
November 16, 2017Notice from the Office of the Secretary: Benedict Cheng et al.
November 16, 2017Notice from the Office of the Secretary: Land and Buildings Investment Management, LLC
November 16, 2017Notice from the Office of the Secretary: Omega Securities Inc.
November 15, 2017Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
November 14, 2017Notice from the Office of the Secretary: Omega Securities Inc.
November 14, 2017Notice from the Office of the Secretary: Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
November 14, 2017Notice from the Office of the Secretary: Rafael Lazer and Elad Canada Inc.
November 10, 2017Notice from the Office of the Secretary: Vicky Dancho (also known as Ju Huang)
November 9, 2017Notice from the Office of the Secretary: Sino-Forest Corporation et al.
November 8, 2017Notice from the Office of the Secretary: Rafael Lazer and Elad Canada Inc.
November 8, 2017Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
November 8, 2017Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
November 7, 2017Notice from the Office of the Secretary: In the Matter of Lance Sandford Cook et al.
November 7, 2017Notice from the Office of the Secretary: In the Matter of Sital Singh Dhillon
October 26, 2017Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
October 26, 2017Notice from the Office of the Secretary: In the Matter of Vicky Dancho (also known as Ju Huang)
October 25, 2017Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
October 25, 2017Notice from the Office of the Secretary: In the Matter of Lance Sandford Cook et al.
October 24, 2017Notice from the Office of the Secretary: In the Matter of Donna Hutchinson et al
October 24, 2017Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
October 20, 2017Notice from the Office of the Secretary: In the Matter of Execution Access, LLC
October 18, 2017Notice from the Office of the Secretary: In the Matter of Execution Access, LLC
October 12, 2017Notice from the Office of the Secretary: In the Matter of Khalid Walid Jawhari
October 12, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.