Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 21, 2017Notice from the Office of the Secretary: In the Matter of Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
September 19, 2017Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
September 5, 2017Notice of the Office of the Secretary: In the Matter of David Gregor McClure
September 5, 2017Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
September 1, 2017Notice from the Office of the Secretary: In the Matter of Khalid Walid Jawhari
August 31, 2017Notice from the Office of the Secretary: In the Matter of Earl Marek
August 28, 2017Notice from the Office of the Secretary: In the Matter of Eco Oro Minerals Corp.
August 28, 2017Notice from the Office of the Secretary: In the Matter of TCM Investments Ltd. et al.
August 24, 2017Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
August 23, 2017Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
August 22, 2017Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
August 16, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
August 16, 2017Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
August 10, 2017Notice from the Office of the Secretary: In The Matter of Global 8 Environmental Technologies, Inc. et al.
August 9, 2017Notice from the Office of the Secretary: In the Matter of Home Capital Group Inc. et al.
August 4, 2017Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
August 4, 2017Notice from the Office of the Secretary: In the Matter of Virginia Tan
July 31, 2017Notice from the Office of the Secretary: In the Matter of Gregory Deacon
July 27, 2017Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
July 25, 2017Notice from the Office of the Secretary: In the Matter of Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
July 25, 2017Notice from the Office of the Secretary: In the Matter of Gregory Deacon
July 20, 2017Notice from the Office of the Secretary: In the Matter of Nixon Lau et al.
July 19, 2017Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
July 18, 2017Notice from the Office of the Secretary: In the Matter of Virginia Tan
July 18, 2017Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
July 14, 2017Notice from the Office of the Secretary: In the Matter of Gregory Deacon
July 14, 2017Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
July 13, 2017Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
July 13, 2017Notice from the Office of the Secretary: In the Matter of Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
July 11, 2017Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.