Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

February 23, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
February 23, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
February 22, 2018Notice from the Office of the Secretary: Theralase Technologies Inc. and Roger Dumoulin-White, File No. 2018-3
February 21, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc., File No. 2018-7
February 20, 2018Notice from the Office of the Secretary: Dennis Wing
February 16, 2018Notice from the Office of the Secretary: USI Tech Limited, Eleanor Parker and Casey Combden, File No. 2018-8
February 16, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
February 16, 2018Notice from the Office of the Secretary: Lance Sandford Cook et al.
February 16, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc., File No. 2018-7
February 15, 2018Notice from the Office of the Secretary: USI Tech Limited et al.
February 14, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
February 13, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
February 12, 2018Notice from the Office of the Secretary: Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher), File No. 2018-6
February 9, 2018Notice from the Office of the Secretary: Macquarie Capital Markets Canada Ltd., formerly known as Yorkton Securities Inc., File No. 2018-4
February 9, 2018Notice from the Office of the Secretary: Pheylonian Bee Works et al.
February 8, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
February 6, 2018Notice from the Office of the Secretary: In the Matter of Volkmar Guido Hable, File No. 2018-2
February 5, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
January 29, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
January 29, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
January 29, 2018Notice from the Office of the Secretary: National Bank Financial Inc. (In respect of its predecessors National Bank Financial Ltd. and NBCN Inc.), File No. 2017-82
January 26, 2018Notice from the Office of the Secretary: National Bank Financial Inc. (In respect of its predecessors National Bank Financial Ltd. and NBCN Inc.), File No. 2017-82
January 26, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
January 24, 2018Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
January 24, 2018Notice from the Office of the Secretary: National Bank Financial Inc. (In respect of its predecessors National Bank Financial Ltd. and NBCN Inc.), File No. 2017-82
January 22, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
January 19, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
January 17, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
January 17, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
January 16, 2018Notice from the Office of the Secretary: The Mutual Fund Dealers Association of Canada and John Richard Wolfenden, Nos. 2017-75 and 2017-76