OSC appoints Tim Moseley as Vice-Chair

TORONTO – Ontario Securities Commission (OSC) Chair Maureen Jensen today announced the appointment of Tim Moseley as a Vice-Chair of the OSC, effective November 29, 2017 for a two year term. Prior to his appointment, Tim served as an OSC Commissioner and as Chair of the Adjudicative Committee.

“Tim brings a unique set of skills to the Vice-Chair role, with his extensive securities litigation expertise, regulatory background and experience in enforcement and global business environments,” said Chair Jensen. “During his time as a Commissioner, Tim has been a strong contributor to the OSC’s tribunal proceedings, and his recent adjudicative experience will allow for a seamless transition into the Vice-Chair role.”

Tim is a seasoned securities litigator with more than 20 years of experience in compliance and enforcement, including civil and regulatory proceedings. Tim has also held a series of executive roles overseeing litigation groups and the compliance function at global financial services institutions. His previous experience also includes senior roles in the OSC’s Enforcement Branch.

Since his initial appointment as a Commissioner, Tim has been instrumental in advancing the OSC’s tribunal best practices, including the recent development of the OSC’s new Rules of Procedure and Practice Guideline.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair and efficient capital markets and confidence in the capital markets. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at www.osc.ca

 

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