News & Events

OSC Enforcement News Releases 2015

December 10, 2015OSC News Release: Edward Ozga Sentenced After Guilty Plea to Fraud, Unregistered Trading and Illegal Distribution
November 26, 2015OSC News Release: Sydney Klein and Charles Joseph Makuto Charged Criminally with Fraud Under $5000
November 24, 2015OSC News Release: Shaida Bandali Sentenced After Guilty Plea to Unregistered Trading in Hospital Privacy Breach Case
November 18, 2015OSC News Release: Wesley Weber Charged Quasi-Criminally With Unregistered Trading and Breaching an OSC Order
November 17, 2015OSC News Release: Sunil Tulsiani Charged Quasi-Criminally With Unregistered Trading and Breaching an OSC Cease Trade Order
November 16, 2015OSC News Release: Pasqualino “Lino” Novielli and Rebecca Mori charged Quasi-Criminally with Fraud, Unregistered Trading and Illegal Distribution
November 10, 2015OSC News Release: OSC Approves No-Contest Settlement Agreement with Quadrus Investment Services Ltd.
October 29, 2015OSC News Release: April Vuong Charged Quasi-Criminally With Unregistered Trading and Breaching an OSC Cease Trade Order
October 28, 2015OSC News Release: OSC Releases Policy for Whistleblower Program for Public Comment
October 22, 2015OSC News Release: Court Dismisses Stay Motion by Paul Azeff and Korin Bobrow
October 20, 2015OSC News Release: Michael Hughes Sentenced to Two Years Less a Day Conditional Sentence After Guilty Plea to Criminal Fraud
September 1, 2015OSC News Release: Mark Lowman and Dave Jarrett Charged Quasi-Criminally With Unregistered Trading, Illegal Distribution and Making Prohibited Representations
August 31, 2015OSC News Release: Shaida Bandali Pleads Guilty to Unregistered Trading in Ontario Court of Justice
August 17, 2015OSC News Release: Michelle Dunk Charged Quasi-Criminally With Unregistered Trading, Illegal Distribution and Breaching an OSC Cease Trade Order
June 9, 2015OSC News Release: Court Dismisses Appeal by Northern Securities Inc. and Victor Philip Alboini
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